Search for: "SECURITIES CORP."
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21 Feb 2013, 4:22 am
Where is cyber-security on the policy curve for legislation and regulation? [read post]
8 Sep 2008, 1:10 pm
New York Sate Attorney General Andrew Cuomo recently subpoenaed eight Bank of America Corp. executives as part of the state's investigation into the sale and marketing of auction rate securities. [read post]
17 Mar 2014, 5:05 am
Unilife Corp. has announced it has secured $60 million in debt financing. [read post]
17 Mar 2014, 6:05 am
Unilife Corp. has announced it has secured $60 million in debt financing. [read post]
13 Dec 2007, 4:43 pm
The Associated Press reports that American Tower Corp. has agreed to pay $14 million to settle class action lawsuits alleging violations of federal securities laws "concern[ing] its historical stock option granting practices and related accounting. [read post]
7 Jun 2011, 4:05 am
Corp Fin's Bill Morley Over a 30-year career at the SEC, Bill Morley served as Corp Fin's Chief Counsel for many years and hired many generations of Staffers in the Division before he retired in '99. [read post]
28 Nov 2023, 12:05 pm
Background Spartan Energy Acquisition Corp. [read post]
15 Oct 2009, 4:31 pm
Charles Schwab Corp. has received a Wells notice from the Securities and Exchange Commission about possible civil charges related to the discount brokerage's Schwab Total Bond Market Fund and Schwab YieldPlus Fund. [read post]
1 Dec 2011, 3:00 am
URALSIB Financial Corp. [read post]
13 Feb 2004, 5:58 am
In Friday's corporations and securities law news, federal prosecutors are preparing to indict former Enron Corp. chief executive Jeffrey Skilling by next week on criminal charges related to the downfall of the company. [read post]
4 Aug 2009, 8:45 pm
The review follows a Marine Corps ban on accessing such sites on its computers, due to security concerns. [read post]
3 Mar 2007, 3:27 am
The top company in UTEK Corp.'s securities portfolio has encountered a series of setbacks in its attempt to commercialize a powder-coating technology for kitchen cabinets, bathroom vanities and other wood products. [read post]
7 Apr 2004, 7:59 am
In Wednesday's corporations and securities law news, Lockheed Martin Corp. has announced a lowering of its buyout offer for Titan Corp. by $200 million to $2.2 billion. [read post]
10 Nov 2023, 3:01 am
I was trained as a signal’s analyst in the Marine Corps and granted a security clearance. [read post]
17 Mar 2004, 6:39 am
In Wednesday's corporations and securities law news, FleetBoston Financial Corp. and Bank of America Corp. shareholders approved a $47 billion merger that would create the nation's No. 3 bank. [read post]
7 Mar 2007, 2:31 am
AT&T Corp., 05-1056 case. [read post]
15 Apr 2015, 3:54 pm
Amphibious Combat Vehicle Acquisition: Marine Corps Adopts an Incremental Approach, GAO-15-385: Published: Apr 15, 2015. [read post]
7 Apr 2022, 10:26 am
The Playstudios Lawsuit Acies Acquisition Corp. is a SPAC that completed an IPO on October 27, 2020. [read post]
14 Mar 2021, 1:12 pm
The Lawsuit On March 8, 2021, a plaintiff shareholder filed a securities class action lawsuit against XL Fleet Corp. and certain of its directors and officers in the Southern District of New York. [read post]
21 May 2022, 10:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6467/securities-industry-commentator/TradeZero, Meme Stocks, and High Dudgeon From the SEC (BrokeAndBroker.com Blog)94 Days And Counting For FINRA's Independent Review Of Its Arbitration Selection Process (BrokeAndBroker.com Blog)Stephen A. [read post]
