Search for: "Securities America Financial Corporation"
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17 Jun 2019, 1:29 pm
Middlemarch Partners, through its subsidiary Middlemarch Securities, LLC, served as the financial advisor to Elevate in the Kayne Partners transaction. [read post]
17 Jun 2019, 7:05 am
Bastardi was formerly employed by Chelsea Financial Services (Chelsea Financial) and National Securities Corporation (National Securities). [read post]
14 Jun 2019, 2:11 pm
Sullivan, FINRA notes, has also been registered with the following firms: Voya Financial Advisors, Inc., Palm Beach Gardens, FL— March 7, 2017 to September 16, 2017Securities America, Inc., Norwalk, CT— May 5, 2014 to October 21, 2016FSC Securities Corporation, Norwalk, CT— November 2, 2012 to May 8, 2014 Newbridge Securities Corporation, New York, NY— December 9, 2011 to June 21, 2012Maxim Group LLC, New York,… [read post]
13 Jun 2019, 9:15 pm
The authors argue that the original meaning of the Take Care clauses in Article II—which require the President to “faithfully” execute the duties of office—closely resembles the corporate law fiduciary duties imposed on corporate officers to avoid self-dealing financial transactions and to act within the limits of their authority. [read post]
12 Jun 2019, 6:38 am
According to the company, the network allows financial institutions to quickly and securely process high-value corporate cross-border payments globally. . . . [read post]
9 Jun 2019, 9:51 am
Where the organization produces a periodical with advertising, this may take a more detailed review by an accountant or knowledgeable financial manager or bookkeeper. [read post]
8 Jun 2019, 7:05 pm
This was particularly so with respect to the role of the state in fostering a goal of national development that required a strong re-evaluation of economic and political arrangements that now appeared one sided (the America First project). [read post]
7 Jun 2019, 3:00 am
This year was the second in a row the industry’s trade group, the Community Financial Services Association of America, held its convention at the Doral. [read post]
5 Jun 2019, 9:58 am
Bank, a case in which the justices have been asked to decide whether a participant in a pension fund can sue the fund managers when he has not actually suffered any financial injury. [read post]
4 Jun 2019, 12:53 pm
And second, it is meant to put pressure (financial and military) on Venezuela by attempting the weakening or destabilization of the Cuba-Venezuela axis. [read post]
3 Jun 2019, 9:02 pm
In the 20th and 21st centuries these tilts produced both the Washington Consensus and contemporary economic globalization and variations of America First, both under the leadership of the United States as the global vanguard nation. [read post]
3 Jun 2019, 11:11 am
During the six years Bastardi was a registered broker, he worked with three other brokerage firms, including National Securities Corporation, Chelsea Financial Services, and Cape Securities, Inc. [read post]
2 Jun 2019, 8:21 am
"To read more essays, see e.g., "Rethinking Financial Crimes and Violations of International Law", Jan. 9, 2013; "Corporate Liability Under The Alien Tort Statute: The Latest Twist" April 26, 2014) and on issues of multilateral trade and finance (Joel Slawotsky Reports From Chinese University of Hong Kong: Asia FDI Forum II--China's Three-Prong Investment Strategy: Bilateral, Regional, and Global Tracks; Joel Slawotsky--Essay "On the potential… [read post]
29 May 2019, 6:23 am
Will the EU and Japan and Latin America play ball on this? [read post]
28 May 2019, 1:44 pm
Robert James Halldin has 10 disclosures in his 31 years in the Securities Industry, and has been registered with 13 different entities, including the following firms: American Portfolios Financial Services, Inc., Newington, CT— February 28, 2012 to July 6, 2017Pacific West Securities, Inc., Windsor, CT— July 31, 2009 to February 15, 2012Banc of America Investment Services, Inc., West Hartford, CT— November 10, 2005 to August 3, 2009 Bancnorth… [read post]
28 May 2019, 10:56 am
Joseph Dunford, the chairman of the joint chiefs of staff, for a discussion on the state of the armed forces, defense policy, and the national security landscape facing America. [read post]
24 May 2019, 9:41 am
The individuals, which are hired on from the IT staffing and consulting, provide value by giving their clients, a corporation, insights about overall IT strategy.[7] For example, the IT consultant will advise clients concerning mobile security, process automation, data storage, etc.[8] An IT consultants is a domain expert about information technology who can satisfy corporations’ technological needs.[9] Similar Industries Staffing is a general business that can be… [read post]
23 May 2019, 7:47 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA and cannot currently work for a FINRA brokerage firm for failing to provide FINRA with information it requested or to keep information current with FINRA pursuant to FINRA rules: NAME FORMER EMPLOYERS Bang, Gregory NYLife Securities LLC Bishop, Tywan Charles Schwab & Co, Inc ETrade Block, Gabriel First Standard Financial… [read post]
22 May 2019, 1:45 pm
Instead, he sold them high-commission, speculative, illiquid products, including REITs such as Business Development Corporation of America and Colony Capital, as well as variable annuities, which enriched him at their expense. [read post]
21 May 2019, 7:28 pm
Cantor Fitzgerald and BTIG, LLC acted as capital markets and financial advisors to Pivotal. [read post]
