Search for: "Securities And Exchange Commission"
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6 Jun 2008, 6:33 pm
Overstock.com (NASDAQ:OSTK) announced today that the Salt Lake City office of the SEC notified them that it is not recommending any enforcement action against the company. [read post]
7 Dec 2018, 1:29 pm
The following are some of the more common closing costs allowable in a Sec. 1031 like kind exchange: Broker’s commissions; Real estate agent commissions; Title transfer taxes; 1031 exchange facilitator fee; Owner’s policy title insurance fees; Escrow fees; Attorney’s fees; and Title recording fees. [read post]
16 May 2022, 11:49 am
Investigating Potential Securities Claims involving ACP X LLP According to an SEC administrative order on March 22, 2022, The Securities and Exchange Commission announced charges against an accounting and auditing firm involving allegedly improper professional conduct in their 2015 and 2016 audits of $17 million private equity fund ACP X, LLP. [read post]
21 Mar 2015, 5:54 pm
Securities and Exchange Commission. [read post]
7 Jun 2023, 6:47 am
Since at least 2019, the Commission says, Coinbase has made billions by facilitating the buying and selling of crypto asset securities. [read post]
6 Oct 2009, 5:18 am
A recently filed lawsuit claims advisers with Securities America chose to ignore obvious red flags in an effort to sell hundreds of millions of dollars' worth of securities notes in Medical Capital Holdings, a California medical receivables company that now faces securities fraud charges from the Securities and Exchange Commission (SEC). [read post]
10 Sep 2018, 10:56 am
As a result, the Securities and Exchange Commission warns individuals to be mindful of certain risks before investing in marijuana-related companies. [read post]
16 Sep 2020, 4:09 pm
The Securities and Exchange Commission today adopted amendments to Exchange Act Rule 15c2-11, an important component of the over-the-counter (OTC) market regulatory structure. [read post]
12 Apr 2012, 1:08 am
This Commission study considers possible alternative approaches to the question of cross-border private securities litigation. [read post]
15 Jul 2012, 10:19 pm
Securities Audit Trail: The Securities and Exchange Commission (SEC) approved a final rule under the Securities Exchange Act of 1934 to require national securities exchanges and associations to submit a national market system plan to create, implement, and maintain a consolidated audit trail for securities to capture customer and order event information across all markets, from the time of order inception through… [read post]
9 Jan 2019, 10:28 am
The post 1035 Exchange Process Simplified appeared first on White Securities Law. [read post]
4 Feb 2016, 6:04 am
Securities Litigation, a putative securities fraud class action lawsuit, brought under Section 10(b) of the Securities Exchange Act of 1934. [read post]
26 Sep 2022, 9:23 am
The Securities and Exchange Commission (SEC) Monday charged three men for their roles “in orchestrating fraudulent manipulative securities trading schemes” which resulted in a $100 million valuation for a New Jersey deli and a $120 million valuation for a separate shell company. [read post]
9 Nov 2017, 2:31 am
Securities and Exchange Commission v. [read post]
21 Feb 2019, 9:31 am
BREAKING NEWS: United States Securities and Exchange Commission, Plaintiff, v. [read post]
16 Apr 2010, 11:09 am
In late January, 2010, by a 3 to 2 vote of the Commissioners, the Securities and Exchange Commission (SEC) adopted an interpretive release regarding reporting public company disclosure requirements arising from business or legal developments related to climate change. [read post]
13 Oct 2023, 12:44 pm
AMG Capital Management struck down the Federal Trade Commission’s authority to obtain equitable monetary relief under Section 13(b). [read post]
12 Sep 2021, 3:58 am
-China Economic and Security Review Commission was created by the United States Congress in October 2000 with the legislative mandate to monitor, investigate, and submit to Congress an annual report on the national security implications of the bilateral trade and economic relationship between the United States and the People’s Republic of China, and to provide recommendations, where appropriate, to Congress for legislative and administrative action. [read post]
27 Oct 2016, 8:18 am
Securities and Exchange Commission. [read post]
30 Sep 2012, 8:17 pm
According to Attorney Daniel Duchovny, who is the special counsel to the Securities and Exchange Commission Corporation Finance Division's Office of Mergers and Acquisitions, a two-track merger and acquisition structure known as the Burger King structure could cause certain 1934 Securities Exchange Act provisions to be triggered. [read post]
