Search for: "Securities Investor Protection Corporation"
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9 Feb 2014, 5:42 pm
Protective Provisions In addition to the right to appoint a certain number of board seats, in venture capital deals investors often secure other rights that protect them from changes being made that could potentially harm them or reduce the value of their investment. [read post]
14 Apr 2020, 10:04 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Franklin, Tennessee. [read post]
9 Sep 2015, 2:42 pm
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
25 Sep 2020, 6:31 am
Scott (Harvard Law School) and John Gulliver (Program on International Financial Systems), on Monday, September 21, 2020 Tags: Capital markets, DOL, ERISA, Fund performance, Investor protection, Private equity, Retail investors, Retirement plans, SEC, Securities regulation ESG Disclosures: Frameworks and Standards Developed by Intergovernmental and Non-Governmental Organizations Posted by Mark S. [read post]
25 Jan 2024, 11:40 am
Misleading statements about the extent to which certain crypto assets are protected by the Securities Investor Protection Corporation (SIPC). [read post]
23 Jan 2024, 4:45 am
International Coordination: FIRRMA emphasized the need for coordination with international allies on investment security matters, acknowledging the global nature of investment flows and the shared interest in protecting national security. [read post]
15 Aug 2024, 10:14 am
The company stated that it had adopted and implemented strict security policies and measures to protect customer data. [read post]
1 Dec 2021, 12:15 pm
This sentencing shows that the FBI and our law enforcement partners vigilantly protect American investors from corporate fraud while holding accountable those who undermine our way of life. [read post]
8 Nov 2010, 12:33 am
The irony is that D&O insurers are in a position from which, at least in theory, they could positively influence corporate conduct and advance the regulatory goals of the securities laws. [read post]
10 Dec 2021, 4:59 am
Birdthistle (Chicago-Kent College of Law) and Quinn Curtis (University of Virginia), on Monday, December 6, 2021 Tags: Conflicts of interest, DOL, ERISA, Fiduciary rule, Institutional Investors, Investment advisers, Investor protection, Mutual funds, Prudence, Retirement plans, Securities regulation U.S. [read post]
9 Oct 2008, 3:38 am
[JURIST] The British government on Wednesday froze nearly $4 billion in UK financial assets [Treasury press release; Daily Mail report] held by the failed Icelandic bank Landsbanki [corporate website], exercising its powers under the 2001 Anti-terrorism, Crime and Security Act [text]. [read post]
2 Jan 2016, 7:58 am
Because there are fewer buyers it is difficult to determine what the value of the security is. [read post]
20 Nov 2009, 6:37 am
Presented by: Business and Corporate Litigation Committee and The Committee on the Federal Regulation of Securities Moderator: Rolin P. [read post]
9 Feb 2015, 11:18 pm
Yesterday the Securities and Exchange Commission announced the adoption of proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act which addresses disclosure of company policies related to employee and director hedging transactions. [read post]
9 Feb 2015, 11:18 pm
Yesterday the Securities and Exchange Commission announced the adoption of proposed rules to implement Section 955 of the Dodd-Frank Wall Street Reform and Consumer Protection Act which addresses disclosure of company policies related to employee and director hedging transactions. [read post]
8 Sep 2011, 2:40 pm
Good CRT governance can protect investors (and counterparties) from losses even if the underlying assets whose credit risk is transferred experience significant losses. [read post]
18 May 2018, 6:01 am
Wagner (Bocconi University) , on Thursday, May 17, 2018 Tags: Corporate culture, Corporate Social Responsibility, ESG, Firm performance, Institutional Investors, International governance, Netherlands, Ownership, Public interest Failure to Disclose a Cybersecurity Breach Posted by Matthew C. [read post]
22 Apr 2022, 5:33 am
Securities and Exchange Commission, on Tuesday, April 19, 2022 Tags: Disclosure, Institutional Investors, Investor protection, Private equity, Private firms, Public firms, SEC, Securities regulation The DCF Valuation Methodology is Untestable Posted by J.B. [read post]
22 Apr 2022, 5:33 am
Securities and Exchange Commission, on Tuesday, April 19, 2022 Tags: Disclosure, Institutional Investors, Investor protection, Private equity, Private firms, Public firms, SEC, Securities regulation The DCF Valuation Methodology is Untestable Posted by J.B. [read post]
21 Mar 2012, 9:14 am
The Ontario Securities Commission has urged boards of directors, underwriters, auditors, and exchanges to step up their game to better protect investors who put their money into emerging market issuers. [read post]
