Search for: "U.S. Commodity Futures Trading Commission"
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17 Jul 2020, 12:56 pm
The law provides a prison sentence of up to 25 years: Whoever knowingly executes, or attempts to execute, a scheme or artifice— (1) to defraud any person in connection with any commodity for future delivery, or any option on a commodity for future delivery, or any security of an issuer with a class of securities registered under… Securities Exchange Act of 1934… or (2) to obtain, by means of false or fraudulent pretenses, representations, or… [read post]
22 Jun 2009, 2:32 pm
Non-securities related OTC derivatives would be under the purview of the Commodity Futures Trading Commission. [read post]
13 Jun 2008, 9:07 am
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06/12/2008
CBO Cost Estimate for the Emergency Extended Unemployment Compensation Act, H.R. 5749 (PDF 12.9 KB)Cost Estimate for the Substitute Amendment to the Bill as Considered on the House Floor on June 12, 200806/12/2008
CBO Cost Estimate for the Energy Independence and Tax Relief Act (PDF 32.8 KB)Cost Estimate for the Bill as Introduced by Senate… [read post]
18 Feb 2022, 7:27 am
Attorney’s Office for the Southern District of New York today announced criminal charges against Velissaris, and the Commodity Futures Trading Commission (CFTC) announced civil charges against him. [read post]
3 Mar 2017, 9:43 am
Only two weeks after his inauguration, he issued an EO titled “Core Principles for Regulating the United States Financial System,” which directs the Treasury Secretary to consult with the heads of financial agencies, including the Commodity Futures Trading Commission and the Securities and Exchange Commission (“SEC”), to find ways to conform U.S. financial regulations, including Dodd-Frank, to the Trump… [read post]
17 Mar 2023, 12:13 pm
Commodity Futures Trading Commission Enforcement Attorney Melanie Devoe, among other U.S. and UK attorneys and advocates, will join Kohn on this panel to discuss what has worked for American laws and programs and how the UK can implement and expand on those successes. [read post]
12 Oct 2011, 2:50 pm
The Commodity Futures Trading Commission has said that it may put forth its own version of the Volcker rule. [read post]
9 Dec 2011, 6:39 am
The department thanks the Commodity Futures Trading Commission and the Securities and Exchange Commission for their assistance in the investigation. [read post]
9 Dec 2011, 6:39 am
The department thanks the Commodity Futures Trading Commission and the Securities and Exchange Commission for their assistance in the investigation. [read post]
26 Mar 2014, 8:31 am
EPA and U.S. [read post]
22 Mar 2019, 3:09 am
Commodities Futures Trading Commission (CFTC) Commissioner Brian Quintez arguesthat liability of the developers of smart contract code is an “appropriate question” and the determination of such liability should be based on the ability of code developers to “reasonably foresee, at the time they created the code, that it would likely be used by U.S. persons in a manner violative of CFTC regulations. [read post]
9 Feb 2018, 6:00 am
[More…] Market regulators on crypto: We’re on it, but may need help by Ian McKendry Testifying before the Senate Banking Committee, the heads of the Securities and Exchange Commission and the Commodity Futures Trading Commission said the two agencies are not ignoring the fast-growing cryptocurrency sector and they have some oversight powers. [read post]
4 Mar 2011, 4:52 pm
Commodities Futures Trading Commission Emilios Avgouleas. [read post]
15 Apr 2021, 12:30 pm
Former Commodities Futures Trading Commission Chairman Gary Gensler was confirmed to serve as the Chair of the SEC on April 14. [read post]
23 Apr 2018, 11:51 am
In February, the Senate Banking Committee heard testimony from the chairman of the Commodity Futures Trading Commission (CFTC), Christopher Giancarlo, and the chairman of the Securities and Exchange Commission (SEC), Jay Clayton. [read post]
10 May 2012, 9:30 pm
The Commodity Futures Trading Commission (CFTC) announced it will seek assistance from the Office of Information and Regulatory Affairs (OIRA) to determine cost benefit analyses of their regulatory rules. [read post]
28 Oct 2011, 12:00 am
The Commodities Futures Trading Commission (CFTC) must approve the rule before it is released. [read post]
3 Jul 2012, 10:17 am
Here in the U.S., Diamond is expected to face questions from local politicians over his involvement in the alleged rate manipulation scandal that led to the nearly half a billion dollars in fines from the Justice Department, Commodity Futures Trading Commission, and the Financial Services Authority. [read post]
4 Apr 2022, 9:01 pm
In particular, I’ve asked staff to work with the Commodity Futures Trading Commission (CFTC) on how we jointly might address such platforms that might trade both crypto-based security tokens and some commodity tokens, using our respective authorities. [read post]
18 Nov 2012, 10:44 pm
This week’s “outlier” appears to be the Commodity Future Trading Commission (CFTC)’s publication of proposed amendments to a unique class of commission futures merchants. [read post]
