Search for: "U.S. Commodity Futures Trading Commission"
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24 Nov 2015, 9:30 pm
Commodity Futures Trading Commission (CFTC) Commissioner Bart Chilton called for greater scrutiny of precious metals pricing. [read post]
15 Nov 2015, 9:30 pm
Commodity Futures Trading Commission (CFTC), into a new Prudential Supervisory Authority (PSA), and with prudential rulemaking assigned to the Federal Reserve initiated by recommendations of the PSA or self initiated by the Federal Reserve. [read post]
10 Nov 2015, 7:52 am
Commodity Futures Trading Commission (“CFTC”) extended no-action relief to Swap Execution Facilities (“SEFs”) from the “occurs away” requirement in the definition of “block trade” under CFTC regulation Section 43.2. [read post]
1 Nov 2015, 9:37 am
The IRS and the Commodity Futures Trade Commission also have laws that allow them to make payouts to whistleblowers. [read post]
28 Oct 2015, 9:00 pm
Commodity Future Trading Commission (CFTC) is seeking important information on infringements against the Commodity Exchange Act (CEA). [read post]
23 Oct 2015, 8:58 am
Commodity Futures Trading Commission (CFTC), in a decision involving Coinflip, Inc. d/b/a Derivabit (Coinflip) and its chief executive officer Francisco Riordan, ruled that “[B]itcoin and other virtual currencies are properly defined as commodities. [read post]
19 Oct 2015, 1:29 pm
Commodity Futures Trading Commission’s (“CFTC”) Division of Market Oversight (the “Division”) announced further extension of the time-limited no action relief for swaps executed as part of a package transaction in the categories currently receiving relief under CFTC Letter No. 14-137. [read post]
13 Oct 2015, 1:37 pm
Those cases received a boost today as the SEC announced that UBS AG has agreed to pay $19.5 million to settle charges that it made false or misleading statements and omissions in offering materials provided to U.S. investors in structured notes linked to a proprietary foreign exchange trading strategy.Structured notes are complex financial products that typically consiss of a debt security with a derivative tied to the performance of other securities, commodities,… [read post]
6 Oct 2015, 5:25 am
Commodity Futures Trading Commission announced yesterday that it will make an award of approximately $290,000 to a whistleblower for providing valuable information about violations of the Commodity Exchange Act (CEA). [read post]
5 Oct 2015, 10:00 am
Commodity Futures Trading Commission’s (the “Commission”) Division of Market Oversight issued a no-action letter that provides reporting parties additional time to comply with certain reporting requirements of the ownership and control final rule. [read post]
5 Oct 2015, 8:56 am
Commodity Futures Trading Commission announced that it would issue an award of approximately $290,000 to whistleblowers for providing valuable information about violations of the Commodity Exchange Act. [read post]
25 Sep 2015, 10:51 am
“Tera Exchange facilitated wash trading and prearranged trading in violation of the Commodity Exchange Act,” she said. [read post]
21 Sep 2015, 2:11 pm
Commodity Futures Trading Commission Division issued a final rule requiring that all registered introducing brokers and commodity pool operators, and certain commodity trading advisors become and remain members of a registered futures association. [read post]
21 Sep 2015, 2:10 pm
Commodity Futures Trading Commission Division announced that it will publish in the Federal Register a proposed amendment to the definition of “material terms” for purposes of swap portfolio reconciliation under Commission Regulation 23.502. [read post]
8 Sep 2015, 2:20 pm
Commodity Futures Trading Commission (CFTC) approved rule amendments and a new interpretive notice proposed by the National Futures Association (NFA). [read post]
21 Aug 2015, 11:34 am
Commodity Futures Trading Commission (CFTC) proposed amendments to existing rules relating to swap data reporting in connection with cleared swaps. [read post]
20 Aug 2015, 9:30 pm
Commodity Futures Trading Commission (CFTC) proposed revised disclosure and record requirements for swaps. [read post]
5 Aug 2015, 9:00 pm
Commodity Futures Trading Commission (CFTC) for providing information about a potential violation that leads to “the successful enforcement of a covered judicial or administrative action, or a related action,” according to the Federal Register. [read post]
22 Jul 2015, 5:29 am
U.S. v. [read post]
21 Jul 2015, 5:00 am
Finalization Day (July 14, 2015) The day the agreement was reached and endorsed by Iran and the P5+1 The deal will be “promptly” submitted to the UNSC for endorsement The United Nations Security Council endorses the JCPOA (July 20, 2015) UNSC votes unanimously to: endorse the JCPOA “terminate” all prior UN sanctions, beginning on Implementation Day (and subject to reimposition through snapback mechanism) President Submits Agreement to… [read post]
