Search for: "US Asset Management Inc."
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17 Feb 2014, 2:01 pm
Specifically,in Reed Elsevier Inc. v. [read post]
9 Jan 2019, 11:31 am
Next Financial currently has almost 540 advisers and representatives and nearly $13B in assets under management. [read post]
12 Dec 2016, 7:54 am
The author of the first-place winning entry will receive a cash prize of $2,000 provided by the Air Force JAG School Foundation, Inc. [read post]
29 Dec 2008, 10:01 pm
I've got my doubts that the additional losses are $50-75 billion as suggested by the consultant's report (could the Lehman-related parties be using that report as a liability shield?) [read post]
1 Aug 2014, 7:34 am
Hering; Global Worldwide Funding Ventures, Inc.; and PW Consulting Group LLC have been named as relief defendants because it is believed that they may have received ill-gotten assets from the scheme and that those funds should be returned to investors. [read post]
20 Dec 2019, 9:00 am
In connection with the consummation of the merger, the combined company was renamed KLDiscovery Inc. [read post]
22 Apr 2014, 8:22 am
LEAF Asset Management, LLC is a wholly-owned subsidiary of Resource America, Inc., a company that specializes in developing investment funds for outside investors and providing asset management services either by contract or by acting as the manager or general partner of its own sponsored investment funds. [read post]
21 Sep 2009, 5:39 am
Other attendees include representatives from: The Carlyle Group; Westover Capital Advisors, LLC; Oppenheimer Funds, Inc; State Street; Penbrook Management, LLC; Trilogy Capital; Bridgewater Associates; AXA Investment Managers; Strategic Value Partners, LLC; Pershing Square Capital Management; Guggenheim Advisors, LLC; Lone Pine Capital; Parkway Advisors; Vicis Capital LLC; The Swathmore Group; Abbott Capital Management, LLC; Redwood Investments;… [read post]
20 Oct 2011, 7:17 am
FINRA suspended the Private Asset Group Inc. in May 2010 for failing to pay arbitration fees after it sold $2 million in private placements, and Provident Asset Management was expelled in March after selling $50,000 in oil and gas private placements that promised annual returns of 18 percent. [read post]
25 Jul 2007, 11:49 am
Investors who are nervous about a short term decline that can erode the value of an asset can use a put to provide protection. [read post]
18 Dec 2023, 2:48 pm
On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
5 Jul 2009, 10:44 pm
Instead, Grigg used investors' funds for his personal benefit, to operate ProTrust and to disburse fictitious earnings and returns of deposit. [read post]
2 Jul 2018, 8:24 am
“Blockchain-Based Digital Rights Management” Walmart Stores, Inc. [read post]
28 Jun 2018, 10:56 am
“Blockchain-Based Digital Rights Management” Walmart Stores, Inc. [read post]
2 Aug 2023, 7:08 am
A holding company, also called a “parent company,” is a business entity used for the sole purpose of owning and managing other companies. [read post]
25 Nov 2010, 7:16 am
Associated Vendors, Inc. v. [read post]
25 Oct 2022, 10:46 am
If a cryptocurrency asset is deemed to be a security, a broker or dealers trading of an unregistered asset could lend itself to potential liability. [read post]
3 Mar 2020, 7:45 am
This governing document between owners sets forth the ownership and management structure. [read post]
15 Jan 2021, 2:00 pm
This governing document between owners sets forth the ownership and management structure. [read post]
5 Oct 2017, 7:24 am
Additionally they reportedly gave more money to some investors than they were entitled due to the inflated asset values. [read post]
