Search for: "US Trade and Exchange, LLC"
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17 Oct 2018, 6:16 pm
Speak With a Financial Fraud Lawyer at Zamansky, LLC If you are concerned that your broker or investment advisor may be making trades at your expense, we can help. [read post]
11 Oct 2018, 10:00 am
However, sometimes there are bumps along the way and, if you have no other assets, that’s where you’ll go at a high price. 401(k)s have limited investment options and you’re typically limited to mutual funds and sometimes to Exchange-Traded Funds (EFTs). [read post]
10 Oct 2018, 12:40 pm
In addition, Google reported that up to 438 applications may have used the defective Google+ API, which makes estimations of impacted individuals difficult to ascertain. [read post]
10 Oct 2018, 10:35 am
Lyons, LLC (JJB Hilliard), has been subject to six customer complaints. [read post]
6 Oct 2018, 10:08 am
Investors who have suffered losses are encouraged to contact us at (800) 810-4262 for consultation. [read post]
1 Oct 2018, 1:04 pm
In multiple federal civil complaints alleging binary options fraud, the US Securities and Exchange Commission is accusing a number of marketers of defrauding at least 75,000 investors—including retired investors and other retail investors, through the use videos that made false promises that they could make money fast. [read post]
30 Sep 2018, 5:16 pm
The Musk and Tesla SEC Lawsuits The facts of the US Securities and Exchange Commission (SEC) lawsuit against Elon Musk, filed September 27, 2018, are fairly straightforward. [read post]
28 Sep 2018, 5:07 pm
To speak with an attorney about your case in confidence, call us at (212) 742-1414, or send us a message online and we will be in touch as soon as possible. [read post]
21 Sep 2018, 5:57 am
The findings stated that the trades included customer purchases of various mutual funds and exchange traded funds that were unknown to the customers prior to Irving recommending the securities. [read post]
20 Sep 2018, 2:27 pm
Former Michigan Financial Adviser Faces SEC Charges in $2.7M Investment Scam that Defrauded Seniors The US Securities and Exchange Commission has filed fraud charges against Ernest J. [read post]
19 Sep 2018, 7:19 am
According to the complaint, Romer purportedly used the stolen funds to conduct trading in his own brokerage account, and made Ponzi-like payments to other customers. [read post]
14 Sep 2018, 8:00 pm
Bressman allegedly made trades using the account while cherry picking the trades that stood to be profitable. [read post]
29 Aug 2018, 6:06 pm
Agency Costs of Agency Capitalism and Shareholder Voting The Delaware Supreme Court said in Crown Emak Partners, LLC v. [read post]
23 Aug 2018, 5:13 am
Unauthorized trading is often a gateway violation to other securities violations including churning, unsuitable investments, and excessive use of margin. [read post]
21 Aug 2018, 12:17 pm
The holding requirement is one of the core elements of 1031, and it requires that property used in an exchange must be “held for” productive use in trade or business or for investment. [read post]
17 Aug 2018, 7:45 am
Yesterday's CapStack Nashville 3 LLC et al. v. [read post]
16 Aug 2018, 5:48 pm
Shepherd Smith Edwards and Kantas, LLP represents investors throughout the US. [read post]
9 Aug 2018, 9:30 pm
Securities and Exchange Commission (SEC) adopted amendments to its regulations of alternative trading systems (ATS)—trading platforms not required to register as “exchanges”—that trade National Market System (NMS) stocks. [read post]
6 Aug 2018, 3:00 am
(registered as a broker-dealer) – Digital Wealth LLC (registered as an investment advisor) The blog points out that by acquiring licensed entities, Coinbase may be able to speed up its plan to create an exchange-based trading platform for blockchain-based securities. [read post]
31 Jul 2018, 2:29 pm
Capital Advisors, LLC (“SAC”). [read post]
