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12 Jan 2012, 6:26 am
In the context of a troubled worldwide economy, the focus on pay in the financial services industry— most prominently evidenced by the Occupy Wall Street movement— has led to increased scrutiny of executive compensation at all companies. [read post]
3 Mar 2012, 12:37 pm
Brishen Rogers’ post on Occupy Wall Street is a must-read for those seeking to understand the movement. [read post]
14 Oct 2008, 10:04 pm
Interest rate cuts and unprecedented foreign capital infusions fueled thoughtless lending on Main Street and arrogant gambling on Wall Street. [read post]
3 Nov 2011, 4:33 pm
"The whistleblower protection provisions of SOX were amended by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 to clarify that subsidiaries of publicly traded companies are covered employers under the statute, and to add nationally recognized statistical rating organizations as covered employers. [read post]
2 Jan 2012, 2:59 pm
Reassess your lawyer for 2102 is advice the Wall Street Journal gave to readers over the New Year's weekend. [read post]
5 Jan 2011, 8:30 am
FEC ruling.We'll be working to make sure the Consumer Financial Protection Bureau has real power, and doing all we can to control Wall Street's greed.We'll be keeping the pressure on Congress to preserve vital health and safety regulations, and fighting to get dangerous drugs off the market.We'll be challenging failed trade policies, and promoting clean and sustainable energy solutions.And we'll be standing up to corporate power and its… [read post]
5 Feb 2014, 4:30 pm
That all changed in 2010 with the adoption of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which includes sections 1502 and 1504 on non-financial disclosure related to human rights and anti-corruption. [read post]
13 Nov 2008, 3:37 pm
November 11, 2008 These days Wall Street's woes seem to equal law firms' losses. [read post]
10 Apr 2009, 11:02 am
Hu writes in today's Wall Street Journal of the concept of the "empty creditor. [read post]
25 Apr 2012, 4:20 pm
Today’s Wall Street Journal includes a story (subscription required) of an attorney for the SEC inadvertently “outing” a whistleblower while interviewing an executive of the whistleblower’s former employer. [read post]
19 Mar 2021, 4:56 am
Although the parties did not disclose the amount of the investment, The Wall Street Journal reported that the deal values Relativity at about $3.6 billion and makes Silver Lake its largest shareholder. [read post]
5 Mar 2008, 5:03 am
On the same day that the Post's Frank Ahrens quoted an anonymous Wall Street Journal reporter as saying that he and his colleagues "have noted a change in the paper's front page toward more 'urgency' and away from the longer, off-the-news features that have been a trademark of the paper," the Murdoch-owned Journal featured a longer, off-the-news feature on an interesting law trend. [read post]
28 Oct 2015, 6:06 am
Section 10D of the Exchange Act was added by Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 (Dodd-Frank). [read post]
15 Dec 2008, 6:32 pm
Charities and Foundations The Wall Street Journal reports that in addition to individual investors and financial institutions, many prominent Jewish charities and foundations are thought to have significant exposures to BMIS, given Madoff's philanthropic activities. [read post]
25 Dec 2011, 3:00 am
Working hard (with Contacts/Influence/lobbyists): The wealthy are introduced early to the most important people of influence in society, like the Vanderbilts and the Astors of old, the private equity fund managers and the Wall Street bankers that can smooth their way through all the trials and tribulations of their 'work' careers--i.e., becoming owners of major league baseball team when you have no relevant experience (George W. [read post]
22 Jul 2011, 2:00 am
A cut in their budget just means more money going back to Wall Street. 4) The Economist/Schumpeter Blog: Insuring the Bosses’ Wallets – While Dodd-Frank has been bad for some, for insurers it is turning out to be a boon with an entire new business line insuring against clawbacks. [read post]
20 Sep 2009, 4:36 pm
[3] Aili McConnon, Wall Street's Financial Crisis Rocks Nonprofits, BusinessWeek, Sept. 25, 2008, available at http://www.businessweek.com/magazine/content/08_40/b4102042668936.htm? [read post]
17 Aug 2006, 2:09 am
Wall Street cut-off). [read post]
29 Jun 2010, 5:23 am
sid=ST2010052005035 http://thehill.com/blogs/on-the-money/corporate-governance/105593-dodd-frank-bill-would-bring-about-sweeping-changes-to-wall-street [read post]
28 Jan 2016, 2:56 pm
However, FINRA’s records are not always complete according to a Wall Street Journal story that checked with 26 state regulators and found that at least 38,400 brokers had regulatory or financial red flags such as a personal bankruptcy that showed up in state records but not on BrokerCheck. [read post]
