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12 May 2020, 8:55 pm
On 8 May 2020, the Financial Stability Board (FSB) published the key takeaways from the workshop it hosted on 13 November 2019 for banks, insurance and asset management firms to discuss their experiences in implementing the FSB Principles for Sound Compensation Practices and their Implementation Standards. [read post]
1 Jul 2020, 3:46 am
In recognition that firms may need longer periods of temporary arrangements if, for example, an Approved Person is absent because of coronavirus, or if recruitment to replace an Approved Person has been delayed due to the pandemic, the FCA has set out its expectations in regards to certain aspects of APER on its website. [read post]
4 Mar 2014, 9:33 am
If so, the securities attorneys of The White Law Group may be able to help you recover your losses through a FINRA arbitration claim. [read post]
19 Feb 2013, 1:54 pm
Now you may install the new antivirus software. [read post]
15 Dec 2018, 10:42 am
If so, the securities attorneys at The White Law Group may be able to help you by filing a FINRA Arbitration claim against the brokerage firm that sold you the investment. [read post]
13 Feb 2012, 10:50 am
Simply because you may deliver excellent service and provide enormous value, clients do not automatically knock your doors down. [read post]
25 Jan 2011, 11:55 am
Although these questions may seem rather simple on the surface, they are designed to help you dig deeply into what makes you and your practice unique. [read post]
8 May 2020, 3:00 am
And it may not matter. [read post]
12 Dec 2011, 8:56 pm
A collection agency or law firm will charge you for collecting the amount. [read post]
12 Jul 2006, 1:17 pm
If so, you may not be alone. [read post]
23 Nov 2010, 9:00 am
These sources may include accountants, investment advisors, business leaders, or anyone who has influence with your target market. [read post]
9 Nov 2021, 10:39 am
Firms that fail to do so, may be held responsible for any losses. [read post]
9 Nov 2021, 10:39 am
Firms that fail to do so, may be held responsible for any losses. [read post]
23 May 2007, 9:24 am
What may be more surprising to law profs, however, is how the school has redesigned itself to make its graduates more attractive to those firms. [read post]
16 May 2023, 9:01 pm
Visit lawpay.com/texasbar and sign up by May 31st to get 6 months with no monthly fee. [read post]
31 Jan 2009, 2:34 pm
They may not be common, and the SIPC does not provide the same type of protection as the FDIC, but SIPA liquidations can play an important role in protecting investors when brokerage firms fail. [read post]
7 Dec 2011, 5:11 pm
So it may be a self-selective group. [read post]
17 Sep 2022, 8:56 am
However, you may be uncertain about which option to pursue or if you should do both. [read post]
11 May 2009, 7:14 am
If you are a new associate and your firm has deferred your employment you may be interested in the LexisNexis ASPIRE program.You may qualify for this program if you have accepted Associate positions at law firms, but 1) are experiencing a deferred fall 2009 start date, and 2) are taking on public interest work during their deferral period.The LexisNexis’ ASPIRE Program offers:Free access to a LexisNexis menu consisting of federal and state case-law, codes,… [read post]
29 Dec 2022, 1:23 pm
Define Your Terms: The USNWR "boycott" may not be much of a boycott. [read post]
