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13 Aug 2009, 3:51 am
House Speaker Nancy Pelosi (D-CA) and House Financial Services Chairman Barney Frank (D-MA) sent a letter to Treasury Secretary Timothy Geithner urging the Administration to ensure that executive pay at companies that received bailout dollars is not being rewarded at the expense of taxpayers. [read post]
6 Sep 2010, 2:52 pm by Hedge Fund Lawyer
New Form MA-T Released Under the Dodd-Frank FinReg bill, municipal advisors are required to register with the SEC by October 1, 2010. [read post]
7 Feb 2012, 6:09 am by Blank Rome Government Relations
Of the 87 studies required by the Dodd Frank Act, one may get a bump up the priority list thanks to the recent U.S. [read post]
26 Mar 2009, 1:01 am
According to an Associated Press news report, the family of Frank Farinha is suing Lincoln Cemetery questioning their record-keeping practices. [read post]
4 Aug 2011, 9:24 am by James Hamilton
HR 2682 clarifies that end-users employing derivatives to hedge legitimate business risk are exempt from posting margin, consistent with the Congressional intent of Dodd-Frank. [read post]
13 Jan 2009, 1:12 am
Congresspeople, especially Barney Frank, have been making noise about learning how that liquidity is being used and has been used. [read post]
7 Apr 2015, 2:00 am by Doug Leavitt
In this action, the SEC charged that engineering firm KBR, Inc. violated whistleblower protection rule 21F-17 under the Dodd-Frank Act. [read post]
2 Apr 2010, 11:45 am
Frank McCourt claims he is the rightful owner of the team, and that a 2004 marital agreement gives him sole ownership rights to the Dodgers, Dodger Stadium, and the surrounding land. [read post]
23 Mar 2017, 10:10 am by Pavitra Bacon
The Dodd-Frank Act requires the CFPB to use available evidence and data to assess all of its rules five years after they go into effect to ensure they are meeting the purposes and objectives of Dodd-Frank, and the specific goals of the subject rule. [read post]
7 Jun 2008, 3:41 pm
We are pleased to announce that Frank, Haron, Weiner & Navarro recently joined forces with several professional service firms to launch a new business advisory group, The Alliance. [read post]
13 Oct 2017, 6:45 am by FHH Law
With the March 1, 2018 Online Public Inspection File deadline for mid-sized and smaller market (and non-commercial) approaching, Fletcher, Heald, & Hildreth’s Frank Montero and Steve Lovelady recently presented a webinar to help industry professionals navigate through the online filing process. [read post]
8 Aug 2012, 4:58 pm by Hunton & Williams LLP
” For more information on the Dodd-Frank Wall Street Reform and Consumer Protection Act, please visit Hunton & Williams’ Financial Industry Resource Center. [read post]
20 Dec 2011, 2:30 am by Editors
 The Dodd-Frank Act included a broader version of the Volcker Rule, including some firms’ hedge fund and private equity activities. [read post]
10 Dec 2008, 1:02 am
Frank Steinberg has a short post on the issue. [read post]
21 Nov 2013, 8:26 am by Epstein Becker & Green, P.C.
  According to the SEC’s 2013 Annual Report to Congress on the Dodd-Frank Whistleblower Program, the incentives are working. [read post]
11 Jun 2017, 9:05 pm by Walter Olson
What’s actually in the new House-passed bill revamping Dodd-Frank? [read post]
16 Aug 2010, 4:55 am by Broc Romanek
The Joint SEC-CFTC Concept Release on Swaps As noted in this press release, on Friday, the SEC and CFTC jointly issued an "advance notice of proposed rulemaking" that requests public comment on defining certain key terms and prescribing regulations regarding "mixed swaps" as required by Title VII of Dodd-Frank. [read post]
5 Sep 2007, 6:38 am
Apparently it was not Konrad Lorenz who used it first, but Frank Finn, in English, in 1919. [read post]