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4 Apr 2012, 10:28 am
Smith Corp., No. 11-1354 (7th Cir. [read post]
23 Nov 2015, 8:00 am
Loral Corp. v. [read post]
27 Jul 2020, 10:11 am
Exxon Mobil Corp. in which the state alleges that Exxon Mobil deceived investors. [read post]
25 Mar 2016, 3:03 am
Randi is a unique individual in our field – her enthusiasm for all things governance, securities and compliance-related is absolutely unparalleled. [read post]
5 Feb 2010, 8:34 am
While Lewis didn’t push as deeply as some rivals into mortgage-backed securities, “he made bad strategic decisions” by overpaying for Merrill Lynch and subprime home lender Countrywide Financial Corp., Williams said. [read post]
21 May 2014, 6:36 am
” According to the Investment News survey, the top ten independent broker-dealers with the most growth from alternative investments include: (1) Independent Financial Group; (2) Triad Advisors; (3) Royal Alliance Associates; (4) National Planning Corp.; (5) First Allied Securities; (6) Lincoln Financial Network; (7) Cambridge Investment Research; (8) Commonwealth Financial Network; (9) Ameriprise Financial Services; 10) LPL Financial. [read post]
8 Nov 2013, 6:03 am
- No duty to disclose preliminary quarterly financial results showing declining performance - Although the board knew before the election that impending financial results were negative, the court held that the board did not have an affirmative duty to finalize the quarterly financial statements or release preliminary information before required to do so by the federal securities laws [read post]
20 Aug 2009, 4:12 am
***From David Granovsky's blog:Geron Corp. rose as much as 5 percent in Nasdaq trading after saying a hold placed by U.S. regulators on its plan for the first human embryonic stem-cell study was due to "non-proliferative" cysts in test animals.Stephen Brozak, an analyst with WBB Securities LLC in Westfield, New Jersey, said investors would be reassured that the animals didn't develop a type of tumor known as a teratoma. [read post]
22 Jan 2017, 10:00 pm
” In researching a white paper, Par Technology Corp. found that annually between 5 to 10 percent of food companies are subjected to “excursions” — aka unexpected temperature events — in the manufacturing, transportation and distribution chain. [read post]
16 Mar 2010, 6:59 am
As an example of how fact specific each case must be analyzed, EBG wage & hour litigator Mark Beutler, in a case involving skycaps, successfully persuaded a court that incidental duties, such as bringing the bags to security were related to the tipped duty of serving the customer. [read post]
8 Oct 2021, 3:00 am
Ramsey was a Marine Corps veteran and had been with the office for four years. [read post]
15 Apr 2019, 3:33 am
” This morning’s second argument is in Emulex Corp. v. [read post]
26 Oct 2012, 9:30 am
In fact, now more than ever, executives are attempting to protect their brands from these security threats by being more proactive and looking for blind spots in their risk management program. [read post]
22 Oct 2010, 9:15 am
One of the defendants in the Department of Labor action is Ivy Asset Management LLC, a unit of Bank of New York Mellon Corp. [read post]
22 Jan 2019, 7:09 am
A Background of The 3M Defective Ear Plugs Case 3M is a well known company that secured a defense contract with the United States Government. [read post]
9 Sep 2007, 11:44 am
Now, a jury will decide what price -- if any -- the $59 billion McDonald's Corp. should pay for Louise Ogborn's degrading ordeal. [read post]
27 Apr 2012, 6:00 am
First up, we leave the lower forty-eight and head up to Alaska with AES Corp. v. [read post]
16 Sep 2011, 10:02 am
One suit, filed on behalf of the estate of a 23-year-old woman and her parents, names Mid-America Sound Corp., Lucan Entertainment Group LLC, Live 630 Group, Live Nation Touring, and ESG Security as defendants. [read post]
19 Jan 2012, 12:36 am
Korea Investment Corp, the country’s sovereign wealth fund, also said that it had received a QFII license. [read post]
13 Feb 2009, 5:27 am
"He has been moved from that area and moved to the Melbourne metropolitan area for security reasons," Moloney said. [read post]
