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28 Jun 2021, 6:09 pm
The Financial Industry Regulatory Authority (“FINRA”) has barred stockbroker Matthew Alexander Perry (“Alex Perry”) from the securities industry. [read post]
8 Feb 2021, 11:25 am
The Financial Industry Regulatory Authority (“FINRA”) has suspended financial advisor Charles Bonilla from the securities industry for five months, fined him $5,000, and ordered him to disgorge $22,417 in commissions. [read post]
20 Aug 2021, 1:48 pm
The Financial Industry Regulatory Authority (“FINRA”) has suspended stockbrokers Alfonse Stazzone and Maxim Beliakov from the securities industry for four months. [read post]
5 Mar 2023, 5:53 pm
In other words, private international law analysis may be a desirable straight jacket to ensure that tribunals comply with regulatory provisions of the forum. [read post]
13 Mar 2024, 4:05 pm
Hemel (New York University School of Law) has posted Wealth, Schmealth, Welfare, and Schmelfare (Wake Forest Law Review, Forthcoming) on SSRN. [read post]
27 Jun 2017, 8:57 am
David Freeman Engstrom (Stanford Law School) has posted 'Not Merely There to Help the Men': Equal Pay Laws, Collective Rights, and the Making of the Modern Class Action (70 Stanford Law Review __ (2018, Forthcoming)) on SSRN. [read post]
22 Sep 2009, 3:22 pm
Federal Level Consumer Protection and Modern Payments Transactions, University of Memphis Law Review. [read post]
22 Jun 2020, 6:00 am
In April, 2017, the Pest Management Regulatory Agency (“PMRA”) of Health Canada released a Re-evaluation Decision by which it granted continued registration of products containing glyphosate for sale and use in Canada. [read post]
29 Mar 2022, 2:13 pm
The purpose of therule, according to HHS, was to incentivize the agency to undertake the reviews required underthe Regulatory Flexibility Act (RFA). [read post]
9 Jul 2014, 9:34 am
The court held that the ordinance was a police-power regulatory action to which the categorical exemptions applied. [read post]
27 Mar 2011, 12:32 pm
Exempt from review by CMS all settlements in which there are no legal obligations to pay medical benefits. [read post]
21 Jun 2011, 6:00 am
He develops his ideas about cost-benefit analysis further in “Health Inflation, Wealth Inflation, and the Discounting of Human Life,” a forthcoming article in the Oregon Law Review. [read post]
28 Jan 2016, 9:30 pm
This post is part of RegBlog’s ten-part series, The Bounds of Executive Discretion in the Regulatory State. [read post]
28 Feb 2023, 2:05 pm
But the Biden rule has affinities with earlier regulatory attempts going back to the 1970s. [read post]
23 Apr 2008, 1:04 pm
In a forthcoming review essay in the Columbia Law Review, On Amir and I consider the promise, as well as challenges, of such implementation. [read post]
6 Sep 2011, 2:01 pm
The present ozone standard was last reviewed a mere three years ago. [read post]
14 Feb 2018, 4:11 pm
This also suggests that any regulatory attempt to crack down on ‘fake news’ … would in reality require making editorial judgments against substantial British media outlets rather than simply shutting down opportunistic fly-by-night fake news sites. [read post]
14 Jul 2010, 6:26 am
She has appointed Lord MacDonald QC, a former DPP, a man of known reason and liberal ethic, to oversee the terror legislation review. [read post]
29 Nov 2023, 5:00 am
Inter partes review is not unique. [read post]
8 Aug 2023, 6:20 pm
Lewis, Senior Regulatory Device & Biologics Expert —Please sing to the tune of “Honesty,” by Billy Joel: Nitrosamines, it’s such an ugly word, In pharmaceuticals’ impurity. [read post]
