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7 Dec 2016, 11:43 am
Id. at § 230(c)(2)(B). [read post]
28 Feb 2019, 1:23 pm
I lost my partner Vance B. [read post]
28 Nov 2023, 5:06 am
However, the nature of any right of substitution will need to be looked at on a case by case basis as it will differ across companies and industry sectors. [read post]
18 Feb 2008, 6:14 pm
Or to a higher-up in the company? [read post]
22 Jul 2011, 7:01 am
§ 227(b)(1)(C). [read post]
18 Feb 2014, 11:31 am
Therefore, the Court of Appeals declared Parts (a) and (b) void. [read post]
3 Nov 2011, 9:16 am
C. [read post]
26 May 2015, 11:32 am
FINRA alleges that LPL’s registered representative’s failure to properly employ the AOE system and LPL’s failure to reasonably supervise the sales of variable annuities contracts lead to violation for NASD Rule 3010(b) and FINRA Rule 2010, as well as FINRA Rule 2330(c), which requires further supervision related to the sale of annuity contracts. [read post]
6 Oct 2012, 7:23 am
I don't have much information about NECC and quite frankly it doesn't appear much is known about it, but (a) it has taken its website down; (b) it is not answering its phone; and (c) it has surrendered its license to the state authorities in Massachusetts. [read post]
17 Jan 2011, 5:03 am
Opinion No. 842 (quoting Rule 1.6(c)). [read post]
11 Mar 2012, 1:01 am
``(2) The exemption provided in paragraph (1) shall apply to any person described in such paragraph if-- ``(A) such person and each person associated with that person receives no compensation in connection with the purchase or sale of such security; ``(B) such person and each person associated with that person does not have possession of customer funds or securities in connection with the purchase or sale of such security; and… [read post]
6 Mar 2011, 2:57 pm
In Morrison, noted SIFMA, the Supreme Court discussed the meaning of Section 30(b) of the Exchange Act, a jurisdictional provision substantively identical to Section 30(c) of the Exchange Act, as inserted by Section 772 of Dodd-Frank. [read post]
7 Dec 2016, 11:43 am
Id. at § 230(c)(2)(B). [read post]
9 Jan 2007, 5:17 am
KeyesHoward B. [read post]
13 May 2019, 3:42 am
Under Partnership Law 121-1102 (a) and LLC Law 1002 (c), a meeting must be scheduled on no less than 20 days’ notice. [read post]
27 Jan 2011, 2:46 am
As to blurring, the Board looked to the non-exclusive factors set out in Section 43(c)(2)(B). [read post]
26 Jun 2011, 7:20 am
Opus, a Germany based company, sells via Dutch web sites blank media to Dutch customers. [read post]
8 Aug 2012, 7:22 pm
It's a class E misdemeanor for more than 2.5 ounces, more than 8 ounces is is class D, more than one pound is class C felony and over 20 pounds is a class B felony punishable by $20,000 in fines and 10 years in prison. [read post]
30 Jan 2007, 5:12 am
GerrardMichael B. [read post]
15 Jul 2008, 2:11 pm
As comment c to § 71 of the Restatement (Third) of the Law Governing Lawyers (2000), notes, "[c]onfidentiality is a practical requirement" for purposes of the attorney-client privilege, and "[t]he privilege applies if the communicating person has taken reasonable precautions in the circumstances. [read post]
