Search for: "Financial Service"
Results 7661 - 7680
of 83,764
Sorted by Relevance
|
Sort by Date
3 Dec 2021, 12:37 pm
GWG Holdings (GWGH) is a Texas-based financial services firm that offers alternative investments, life insurance, and other services. [read post]
9 Jan 2023, 5:43 am
In respect of this delegated act the ESAs are requested to specify the relevant indicators of a qualitative and quantitative nature of each of the four criteria to determine criticality of third-party service providers as set out in DORA and including: The systemic impact on the stability, continuity or quality of the provision of financial services in the event that a critical third-party service provider would face a large-scale operational failure to provide… [read post]
23 Aug 2011, 3:00 am
The last few months have been a wild ride on multiple financial levels. [read post]
25 Mar 2014, 6:56 am
She is a freelance writer who usually writes about business, home, and financial issues. [read post]
4 Sep 2011, 8:49 am
If an entity provides services relating to investment activities, such as investment advisory services, it can still meet the substantive activities requirement if those services relate only to its own investment activities. [read post]
1 Jun 2011, 9:36 am
Cohabitation is a changed circumstance, and forms the basis for an alimony modification if “the relationship has reduced the financial needs of the dependent former spouse. [read post]
14 Apr 2013, 11:39 am
Last month, the Department of Health and Human Services’ Office of the Inspector General (OIG) issued a fraud alert about this worrisome commerce. [read post]
22 Jan 2015, 10:06 am
The amendments permit travel to Cuba for certain purposes and related services, modify remittances to Cuba and authorize related services, authorize certain transactions with Cuban nationals outside of Cuba, allow specific trade activity, and liberalize financial transactions with Cuba. [read post]
13 Oct 2010, 3:14 pm
Thus, the Commission would reinforce the prohibition of non-audit services byaudit firms. [read post]
27 Jul 2013, 9:15 pm
Mikulski (D-Md.), Chair of the Appropriations Committee, said that the financial services bill important to protecting consumers from unfair practices and unsafe products. [read post]
5 May 2017, 6:18 am
Since 2008, banks and financial services firms have been the subject of an aggressive effort by the U.S. government to crack down on those seen as associated with the market crash of 2008 and the subprime mortgage crisis. [read post]
20 Jul 2021, 3:47 am
A pension fund failed in its application for reconsideration of the Pension Fund Adjudicator’s (PFA) decision to refer the matter back to the fund for reconsideration because, according to the Financial Services Tribunal the fund is not a ‘person aggrieved’ as required by section 230 of the Financial Sector Regulation Act of 2017. [read post]
22 Nov 2018, 7:56 am
Amongst other things, the Political Declaration considers the future of cooperation in the financial services sector: the UK and the EU are committed to preserving financial stability, market integrity, investor and consumer protection and fair competition, while respecting each other’s regulatory and decision-making autonomy, and their ability to take equivalence decisions in their own interest. [read post]
9 Dec 2009, 3:19 pm
In an arbitration case that could affect numerous cases that are still pending, a Financial Industry Regulation Authority panel awarded a small investor $200,000 after finding that a UBS Financial Services broker acted inappropriately when he sold high-risk Lehman Brothers Holdings Inc. principal-protected notes to the claimant. [read post]
15 Jun 2010, 10:18 am
To evaluate whether these mandatory classes warrant any justification, the University of Illinois along with Money Management International (MMI), the largest nonprofit, full-service credit-counseling agency launched a multiphase study that "tracks debtors through the entire bankruptcy process...to assess the long-term educational requirements on their overall financial well-being. [read post]
11 Jul 2007, 7:22 am
Both Concordance and online review from Applied Discovery are available as individual products and services respectively, as well as being part of the LexisNexis ® Total Litigator platform - a single online destination offering attorneys the tools and litigation support services needed to manage cases at each step of the litigation process. [read post]
19 Mar 2014, 3:49 pm
The Indicator began with a baseline score of 100 in January 2013 when Wolters Kluwer Financial Services surveyed nearly 400 U.S. banks and credit unions. [read post]
25 Apr 2019, 10:59 am
According to BrokerCheck records kept by The Financial Industry Regulatory Authority (FINRA) advisor Michael Olinde (Olinde), currently associated with Capital Financial Services, Inc. [read post]
15 Jul 2008, 3:01 pm
Without better training of servicing agents and regulation of mortgage servicers' financial incentives, is it any wonder that we continue to see loss mitigation stall while foreclosures spiral upward? [read post]
29 May 2012, 2:00 am
Here is an excerpt: Financial services clients considering strategic transactions in the U.S. should take into account the combined impact of two factors. [read post]
