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17 Nov 2023, 11:41 am
Frank HülsbergBurkhard FassbachIn the following guest post, Burkhard Fassbach and Frank Hülsberg take a look at alternative litigation risk insurance products. [read post]
11 Apr 2011, 6:53 am
Limit the extent of discretionary bailouts of creditors under Dodd-Frank. [read post]
19 Dec 2011, 12:15 am
The whistleblower provisions of the Dodd-Frank Act have only recently been implemented and the SEC’s program is only in its earliest stages. [read post]
13 Sep 2011, 7:00 am
The need to be seen to be “doing something” prompted the inclusion of a version of the Volcker Rule in Dodd-Frank. [read post]
7 Apr 2014, 12:05 pm
” Prior to Dodd-Frank (2010), the statute also applied to rules issued by securities exchanges; Dodd-Frank amended § 29(a) to include rules issued by all SROs. [read post]
6 May 2014, 6:02 am
Speaking at the now famous Roscoe Pound Conference of 1976, Frank Sander outlined the beginnings of ADR as we know it: arbitration, mediation and negotiation. [read post]
19 Jul 2011, 3:31 pm
Dodgers owner Frank McCourt, left, arranged for a loan from a hedge fund to run the team while it is in bankruptcy; Commissioner Bud Selig prefers that Major League Baseball fund the loan. [read post]
29 Oct 2009, 1:36 pm
Frank Williams, Jr. (08-1031) is in Adobe .pdf format. [read post]
14 Apr 2012, 9:24 am
An SEC study mandated by the Dodd-Frank Act on cross-border private securities fraud actions affirmed the Commission’s view that Congress should enact some form of the conduct and effects test for Rule 10b-5 private actions. [read post]
4 May 2011, 8:32 am
Under the deadline set by Dodd-Frank, the SEC was supposed to have its final rules for the Whistleblower Incentives and Protection Program in place by April 21, 2011. [read post]
22 Sep 2011, 7:54 am
Frank and D. [read post]
8 May 2012, 8:21 am
11 Jan 2009, 7:30 pm
It's amusing, and very fitting, that Barney Frank is the elected official who publicly confirms that, indeed, Barak Obama's kind words for Sheila Bair mean that she's in at the FDIC for as long as she wants to be, or at least as long as Obama's in office and Frank rules the House Financial Services arena. [read post]
3 Feb 2012, 7:33 am
Frank Douma Frank Douma is a Research Fellow and the Associate Director of the Humphrey School of Public Policy at the University of Minnesota, as well as a Research Scholar at the school’s Center for Transportation Studies. [read post]
21 Oct 2010, 8:09 am
This week the SEC proposed rules to implement the Dodd-Frank Act’s say-on-pay, say-on-frequency and say-on-golden parachutes provisions found in Section 951. [read post]
10 Mar 2011, 1:22 pm
With regard to implementing the derivatives provisions of Dodd-Frank, Rep. [read post]
11 Jan 2011, 8:34 am
BACKGROUND Section 1504 of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”)added a new Section 13(q) to the Securities Exchange Act and directed the SEC to adopt regulations requiring disclosure of certain payments related to natural resource extraction activities. [read post]
7 Dec 2006, 11:03 am
An op-ed cited by the New York Personal Injury Law Blog: Crushed By My Own Reform By Frank Cornelius In 1975, I helped persuade the Indiana Legislature to pass what was acclaimed as a pioneering reform of the medical malpractice laws: a $500,000 cap on damage awards, and elimination of all damages for pain and suffering. [read post]
9 Jun 2011, 10:53 am
Kohn will host a tutorial on the newly-released Final Rules from the Securities and Exchange Commission (SEC) to implement the whistleblower provisions in the Dodd-Frank Wall Street Reform and Consumer Protection Act, in addition to other key whistleblower laws. [read post]
25 Jun 2019, 8:46 am
The petition argues that Morrison's principal holding that Exchange Act Section 10(b) does not reach extraterritorial conduct was not legislatively overturned by the Dodd-Frank Act. [read post]
