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3 May 2012, 9:13 am by Doug Cornelius
Krieger, Legal Director, Huntsman Gay Global Capital, LLC Jason Ment, Partner, General Counsel & Chief Compliance Officer, StepStone Group LLC Helane L. [read post]
3 May 2012, 7:14 am by Doug Cornelius
Moderator: Charles Lerner, Editor, The US Private Equity Fund Compliance Guide and The US Private Equity Fund Compliance Companion & Principal, Fiduciary Compliance Associates LLC Panel Members Nicholas Denton-Clark, Managing Director & Chief Compliance Officer, PineBridge Investments LLC Kelly S. [read post]
2 May 2012, 2:05 pm by Doug Cornelius
Wattenbarger, Partner, Ropes & Gray There has been a dramatic increase in the SEC’s understanding of private equity and private fund managers. [read post]
2 May 2012, 1:12 pm by Doug Cornelius
Panelists: Me Gerry Esposito, Managing Director, CFO & CCO Newbury Partners LLC Audience Polls Registered with the SEC as investment advisers? [read post]
2 May 2012, 11:54 am by Doug Cornelius
These are my notes from the Improving your compliance program through the use of technology session at the Private Fund Compliance Forum 2012. [read post]
2 May 2012, 8:28 am by McNabb Associates, P.C.
Crundwell owns RC Quarter Horses, LLC, and keeps her horses at her ranch on Red Brick Road in Dixon and at the Meri-J Ranch in Beloit, Wisconsin, as well as with various trainers across the country. [read post]
2 May 2012, 8:28 am by McNabb Associates, P.C.
Crundwell owns RC Quarter Horses, LLC, and keeps her horses at her ranch on Red Brick Road in Dixon and at the Meri-J Ranch in Beloit, Wisconsin, as well as with various trainers across the country. [read post]
2 May 2012, 8:12 am by Doug Cornelius
” session at the Private Fund Compliance Forum 2012. [read post]
2 May 2012, 6:27 am by Keith Griffin
More recently, sales of private placements were responsible for the shuttering of broker/dealer Cambridge Legacy Securities LLC. [read post]
2 May 2012, 5:00 am by Doug Cornelius
I’m attending Private Equity International’s Private Fund Compliance Forum. [read post]
2 May 2012, 4:03 am by Heidi Henson
Curtis, SPHR, principal and creative director for Curtis Consulting Group LLC, a human resource consultancy based in East Rutherford, New Jersey. [read post]
1 May 2012, 12:58 pm by Law Lady
The corporation's failure to give 60-days notice before issuing the dividend did not make it impossible for plaintiffs to comply with the trustee demand exception.Akanthos Capital Management, LLC v. [read post]
1 May 2012, 10:37 am by Graham Noyes
The NOV states that EPA has determined that Green Diesel, LLC of Houston, Texas, generated 60,034,033 invalid Renewable Identification Numbers (“RINs’) with a current market value of perhaps $85 million. [read post]