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1 Apr 2024, 9:03 pm
Canada and the Netherlands will lead the electronic working group on the virus work. [read post]
27 Jun 2014, 5:30 am
As one British quilt maker discovered, authorities will design a significant fine for you if your safety standards are not up to par. [read post]
2 Oct 2024, 6:54 pm
They also mandate specific standards for staffing, training, and care practices. [read post]
3 Mar 2022, 7:46 am
(CRD#:10083), HACKENSACK, NJ, 11/03/2015 – 09/19/2016, FIRST STANDARD FINANCIAL COMPANY LLC (CRD#:168340), STATEN ISLAND, NY 01/27/2015 – 11/03/2015, GARDEN STATE SECURITIES, INC. [read post]
3 Aug 2022, 10:56 am
Merrill Lynch reportedly filed a Uniform Termination Notice for Securities Industry Registration (Form U5) stating that Frerking had been discharged for failing to adhere to firm standards regarding the servicing of a client and entering into a financial arrangement with a client without the firm’s knowledge or consent, according to the document. [read post]
24 Feb 2022, 2:29 pm
(FINRA Rule 2010 (Standards of Commercial Honor and Principles of Trade)). [read post]
3 Oct 2024, 1:01 pm
This rule emphasizes that firms must supervise advisors’ activities to ensure they do not violate client trust or regulatory standards. [read post]
Financial Industry Groups Criticize New York Department of Financial Services Cybersecurity Proposal
21 Dec 2016, 12:40 pm
The Industry Groups expressed concern that the Proposal would introduce standards and requirements that are already covered by existing cybersecurity requirements. [read post]
1 Apr 2017, 2:52 pm
Marty is the Chair of JMBM’s ADA Compliance & Defense Group, a Partner in JMBM’s Real Estate Group, and a member of the American College of Real Estate Lawyers (ACREL). [read post]
27 Jun 2024, 3:12 am
The response from oil and gas companies and industry groups was to wipe their marketing content from the internet. [read post]
14 Apr 2022, 9:01 pm
Objectives of the group include building enforcement capability and capacity and developing a global information sharing network. [read post]
28 Aug 2009, 9:23 pm
Constitution governs the standards for conditions of confinement of juvenile offenders who have not been convicted of a crime. [read post]
18 Jan 2024, 1:54 pm
For assistance in working through this nebulous analysis, please contact Maribeth Meluch (MM@kjk.com) or any of our partners in the KJK Labor and Employment Practice Group. [read post]
16 Jan 2015, 6:20 am
The standard of care applied in these cases is different than the standard that would be applied to a medical doctor. [read post]
28 Sep 2022, 10:13 am
Joining the CalChamber on the letter expressing concerns about the draft COVID-19 rule was a diverse coalition of more than 50 groups representing business, agriculture, construction, local government and local chambers of commerce. [read post]
24 Feb 2017, 5:13 am
Which Group is Right for You? [read post]
21 Feb 2017, 11:02 am
Which Group is Right for You? [read post]
9 Jun 2020, 1:41 pm
This comes with support from a wide group of stakeholders and trade associations including the National Association of Broadcasters (NAB), America’s Public Television Station (APTS), the Consumer Technology Association (CTA), Public Media Group, and of course the Advanced Television Systems Committee. [read post]
8 Oct 2012, 7:00 am
Conn, Head of the OSHA Practice Group The U.S. [read post]
25 May 2022, 2:15 am
In this article we distil critical lessons from the Federal Court’s recent decision in Australian Securities and Investments Commission v RI Advice Group Pty Ltd[1] and practical actions to be taken by Boards and executive management. [read post]
