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1 Dec 2017, 2:55 pm
According to Enforcement Co-Director Stephanie Avakian, while “retail” refers to Ponzi schemes and microcap fraud, it also touches on misguided tactics at the “intersection of investment professionals and retail investors. [read post]
1 Dec 2017, 11:35 am
PwC Analysis on Pharma Industry[20] One of the challenges that pharma companies are facing is developing a smart multi-channel strategy to use the appropriate medium to deliver promotions and the right information to customers. [read post]
1 Dec 2017, 10:49 am
The bill would require the federal banking agencies to treat liquid, readily-marketable and investment grade municipal obligations as high-quality level 2B liquid assets for purposes of the final rule entitled “Liquidity Coverage Ratio: Treatment of U.S. [read post]
1 Dec 2017, 8:23 am
During the Estonian Presidency, the Ad Hoc Working Party met three times: on 18 July, 25 September and 20 November 2017. [read post]
1 Dec 2017, 6:25 am
It should just be for new investment. [read post]
30 Nov 2017, 3:46 pm
As recently reported, on September 20, 2017, the Enforcement Section of the Massachusetts Securities Division (the “Division”) filed an Administrative Complaint (“Complaint”) against SII Investments, Inc. [read post]
30 Nov 2017, 12:06 pm
The four investors purchased investments called Hashlets through Garza’s company. [read post]
29 Nov 2017, 4:23 pm
According to Enforcement Co-Director Stephanie Avakian, while “retail” refers to Ponzi schemes and microcap fraud, it also touches on misguided tactics at the “intersection of investment professionals and retail investors. [read post]
29 Nov 2017, 1:55 pm
ARB/05/20, Final Award, 11 December 2013 Focus Section on the European Energy Union and Arbitration Aspects Anna De Luca & Seline Trevisanut, What Energy Union? [read post]
29 Nov 2017, 10:06 am
Nov. 20, 2017), Cooper invested its pension-plan assets into what proved to be a multimillion-dollar Ponzi scheme. [read post]
29 Nov 2017, 10:06 am
Nov. 20, 2017), Cooper invested its pension-plan assets into what proved to be a multimillion-dollar Ponzi scheme. [read post]
29 Nov 2017, 6:34 am
You may submit your application requirements here.Participation in this event is by invitation of selected applicants only. ******************* Junior Faculty WorkshopGeneral InformationThe Conference will be preceded by a Junior Faculty Workshop on 20 June 2018 which is directed at exploring the challenges junior faculty confront at the beginning of their careers in establishing themselves as teachers and developing a scholarly agenda. [read post]
29 Nov 2017, 4:30 am
Dixon what he would take for the horse, he said $20, if I would pay him in 8 or 10 days, I agreed to give it, and sent the money by Mr. [read post]
28 Nov 2017, 10:06 am
Free Consultation Are you concerned about investment losses in UBS Puerto Rico Fixed Income Fund? [read post]
28 Nov 2017, 9:07 am
If the capital costs of building the network are recovered over 10 years, adding a second last-mile connection (that is, ISP) doesn’t offer the consumer any greater functionality but on average increases the price of service from whichever ISP they buy service from by $20/mo. [read post]
28 Nov 2017, 6:38 am
Falcon has spent 20 years in the securities industry and has been registered with Aegis Capital Corporation in Florida since 2013. [read post]
27 Nov 2017, 2:31 pm
The General Affairs Council formally adopted at first reading the European Commission proposal for a Regulation of the European Parliament (“EP“) and of the Council amending Regulation (EU) 575/2013 on prudential requirements for credit institutions and investment firms (CRR Amendment Regulation) and a proposal by the Commission for a Regulation of the EP and of the Council laying down common rules on securitization and creating a European framework for simple,… [read post]
27 Nov 2017, 11:49 am
Recovery of Investment Losses Did you lose money investing in UBS Puerto Rico GNMA & US Government Target Maturity Fund? [read post]
27 Nov 2017, 11:20 am
Free Consultation Did you lose money investing in UBS Puerto Rico AAA Portfolio Bond Fund? [read post]
27 Nov 2017, 10:31 am
UBS Puerto Rico focused closed-end funds dropped more than 20% in October, according to reports. [read post]
