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2 Oct 2013, 7:24 pm
(The Capital One Bank case referred to above was resolved in 2011, and no doubt other banks were paying attention.) [read post]
2 Oct 2013, 8:06 am by James Hamilton
Providing documentation of income or wealth to issuers and even to third-party certifiers is difficult, they noted, adding that, according to the Angel Capital Association, a number of its member angel groups are considering halting their activities if members must furnish private financial information to an entrepreneur or to a verifying agent. [read post]
1 Oct 2013, 9:00 am
As a result, this newest revision from the SEC may not open the floodgates of capital to start-ups. [read post]
1 Oct 2013, 6:00 am by Matthew Tolve
The bank had disclosed that it was exposed to billions worth of securitized assets, including “US securitization of residential mortgages. [read post]
1 Oct 2013, 5:44 am by Jay Baris
REGULATION FD Beginning in 1999 and continuing into 2000, media reports about selective disclosure of material nonpublic information by issuers raised concerns that select market professionals who were privy to this information profited at the expense of others. [read post]
30 Sep 2013, 11:55 am by Editorial Board
The Treasury describes the proposed rules contained in the Capital Requirements Directive IV as not fit for purpose. [read post]
30 Sep 2013, 7:08 am by Doug Cornelius
That’s going to leave a lot of potential investors and a lot of companies seeking capital trying to figure it out. [read post]
30 Sep 2013, 7:08 am by Doug Cornelius
That’s going to leave a lot of potential investors and a lot of companies seeking capital trying to figure it out. [read post]
30 Sep 2013, 1:52 am by Kevin LaCroix
  He rejected the bank’s argument that the insurer had breached its duty to defend, noting, among other things, that the policy expressly stated in bold, capitalized text on the policy’s first page that “The Insurer has not duty under this policy to defend any claim. [read post]
29 Sep 2013, 9:39 pm by Simone M. Sepe
For example, banks opting for an advocacy model could be held to the lower capital ratio currently required for adequately capitalized banks. [read post]
27 Sep 2013, 2:19 pm by Kelly Phillips Erb
We were fortunately not one of them but not for lack of the banks trying. [read post]
Basel III establishes a new set of global standards for capital adequacy and liquidity for banking organizations. [read post]
25 Sep 2013, 9:30 pm by Mima Mohammed
Its commercial worth changed with the explosion in private sector use in the 1990s as well as the capital market growth from funding startups. [read post]
25 Sep 2013, 9:12 pm
Re-regulation has been most clearly felt in the banking sector, but has also affected, amongst others, capital markets, rating agencies, and cross-border finance. [read post]
25 Sep 2013, 9:31 am by Ed. Microjuris.com Puerto Rico
.): Image: The World Bank This page summarizes Doing Business 2013 data for Puerto Rico. [read post]
25 Sep 2013, 6:53 am
 In recent years you sort of needed a crowbar to pry a loan from the banks ... [read post]
Editor's Note: The following post comes to us from Pasquale Di Benedetta, Corporate Governance Specialist at the World Bank and Andreas Grimminger, Managing Director at PGS Advisors International, and is based on a World Bank/IFC study by Mr. [read post]
23 Sep 2013, 12:50 pm by Mary Jane Wilmoth
Robert Stinson, Jr., Life's Good, Inc., Life's Good Stabl Mortgage Fund, LLC, Life's Good High Yield Mortgage Fund, LLC, Life's Good Capital Growth Fund, LLC, IA Capital Fund, LLC, and Keystone State Capital CorporationCase number: 10-cv-03130 (United States District Court for the Eastern District of PennsylvaniaCase filed: June 29, 2010Qualifying judgment/order: June 27, 2013 8/16/2013 11/14/2013 2013-72 SEC v. [read post]
23 Sep 2013, 8:47 am by Trent Dykes
  Managers of incubators, accelerators, angel groups and others involved in startup capital raising have expressed great concern about how the revised regulations will affect them, particularly with respect to their public-facing events. [read post]
23 Sep 2013, 7:53 am by Arina Shulga
A bank, partnership, corporation, a nonprofit, an LLC or a trust can also be accredited investors as long as they satisfy certain tests. [read post]