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15 Jul 2010, 11:15 am
In a speech Tuesday to the British Bankers' Association, Lord Adair Turner, Chairman of the Financial Services Authority (FSA) discussed a new approach to regulation in the U.K. [read post]
7 May 2008, 7:30 am
The CAFC has requested oral arguments from two amici for its hearing of Ex parte Bilski: Regulatory Datacorp and the Financial Services Industry group. [read post]
20 Oct 2020, 7:20 am
The post Ronald Birnbaum, Advisory Group Equity Services Broker, Sold GPB Capital To Investors appeared first on Securities Arbitration Lawyers Blog. [read post]
8 Apr 2009, 6:39 pm
A number of Fidelity Brokerage Services LLC representatives who left the company last year say that they were obligated to acquire certified financial planner certification but were also barred from revealing that part of their bonuses were affected by whether they sold certain proprietary products. [read post]
17 Jun 2019, 7:05 am
Bastardi was formerly employed by Chelsea Financial Services (Chelsea Financial) and National Securities Corporation (National Securities). [read post]
28 Feb 2015, 12:35 am
The study defined IDNs as vertically integrated health services networks that include hospitals, physicians, post-acute services and sometimes health plans with a stated purpose to coordinate care across the continuum of health services and to manage population health; or fully integrated provider systems inside a health plan (e.g. with no other source of income than premiums). [read post]
15 Mar 2021, 7:13 am
He subsequently moved to Allstate Financial Services, where he remains employed. [read post]
11 Jan 2011, 1:19 pm
This requirement would be phased in over an appropriate period and, again, it is not envisaged that any existing debt already in issue would be subject to write down.An overriding objective of the eventual legislation will be to ensure that financial firms can be resolved in a way that minimizes the risks of contagion and ensures the continuity of essential financial services, including continuous access to deposits for insured depositors. [read post]
25 Jul 2019, 1:47 pm
Linda Lacewell, the recently confirmed Superintendent of the New York Department of Financial Services, detailed in a recent interview that she will prioritize fintech and consumer protection. [read post]
29 Aug 2012, 9:03 am
A federal district judge in Washington tossed a lawsuit (PDF) yesterday that accused Bank of America of putting customers' financial data at risk of surveillance by the U.S. government by diverting service calls overseas. [read post]
20 Mar 2008, 2:33 am
The Income Tax (Construction Industry Scheme) (Amendment) Regulations 2008 The Health and Safety (Fees) Regulations 2008 The Abortion (Amendment) Regulations 2008 The Financial Services and Markets Act 2000 (Consequential Amendments) Order 2008 The Occupational Pension Schemes (Employer Debt and Miscellaneous Amendments) Regulations 2008 The Greater London Authority (Limitation of Salaries) (Amendment) Order 2008 The Value Added Tax (Consideration for Fuel Provided for Private Use)… [read post]
2 Apr 2010, 6:02 am
Department of Health and Human Services is investigating rampant fraud and abuse in Medicare billing for "high-end services" at nursing homes. [read post]
26 May 2020, 9:19 am
Prior to making recommendations to an individual investor, brokerage firms are required by the Financial Industry Regulatory Authority (FINRA) to disclose all the risks of an investment. [read post]
24 Jun 2022, 7:12 am
He has also represented foreign governments in international tax and financial services, including advising and helping negotiate income tax, tax information exchange agreements, and bilateral investment treaties. [read post]
24 Jun 2022, 7:12 am
He has also represented foreign governments in international tax and financial services, including advising and helping negotiate income tax, tax information exchange agreements, and bilateral investment treaties. [read post]
3 May 2013, 2:18 am
National Database of Training Programs for Overseas Medical Service Workers in Korea Korea Aggressive Energy & Natural Resources Program: Locking Up Australia’s Rare Earth Minerals Sean Hayes to give Speech at American Bar Association Conference in LA New Provisions regarding the Korean Act on Reporting and Using Specified Financial Transaction Information The post Korea National Intelligence Service Caught Spying in Australia: Scooby Doo Where are You? [read post]
3 Apr 2017, 9:12 am
It also describes changes made by the Board of the Financial Ombudsman Service to their rules and standard terms on 15 March 2017. [read post]
3 Jul 2009, 11:29 am
Another provider of ’services’ revealed in these financial statements are law firms who do ICBC defence work. [read post]
26 Apr 2010, 4:52 pm
And with every such increase, there was automatic need for increasing deal flow to service that new investment in staff. ... [read post]
5 Feb 2020, 12:13 pm
In response to the 2008 financial crisis, Congress enacted the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”) in 2010, focused on addressing sectors of the financial services industry. [read post]
