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The letter will include fee disclosures, qualified designated investment alternative (QDIA) information, and details on how to contact and direct RCH to handle funds. [read post]
30 Nov 2018, 12:45 am
For additional information on this event and on the speakers, click here. [read post]
30 Nov 2018, 12:25 am
(Pix © Larry Catá Backer 2018; Musée Ariana, porcelain figures Meissen 1725-1730 )Flora Sapio (Comments on the "Zero-Draft"), and I (Making Sausages? [read post]
29 Nov 2018, 9:01 pm by Jim Sedor
Harriss, in which the court limited the reach of a federal statute to only cover “those who for hire attempt to influence legislation or who collect or spend funds for that purpose. [read post]
29 Nov 2018, 2:30 pm by FM Librarian
Event & opportunity:A Commemoration of the Work of Professor Barbara Harrell-Bond, Cairo, 3 December 2018 [info]- See also article in The Nation on remembering Barbara.CFP: Democratizing Displacement, RSC Conference 2019, Oxford, 18-19 March 2019 [info]- Submit abstracts by 7 December 2018.Publications:"The Diversity Wave: A Meta-analysis of the Native-born White Response to Ethnic Diversity," Social Science Research, vol. 76 (Nov. 2018) [open access]- See also related LSE… [read post]
29 Nov 2018, 10:56 am by Joe
  Accordingly, the investor deliberately chooses to take $100,000 in cash boot from the exchange funds. [read post]
29 Nov 2018, 7:43 am
But that sometimes blind reinforcement of power hierarchies in economic and political spheres ought not to go un-noticed.A related challenge revolves around issues of funding. [read post]
28 Nov 2018, 9:00 pm by Joanna L. Grossman and Deborah L. Brake
But the regulations they propose make clear that their concerns lie elsewhere (and what they say is not to be trusted, in any event). [read post]
28 Nov 2018, 12:37 pm by Jeff Kern and Julie Bauman
This initiative encourages investment advisers to self-report failures to disclose financial conflicts of interest relating to marketing fees and expenses related to mutual fund share classes. [read post]
28 Nov 2018, 11:09 am by Steve Baird
The scholarship fund is part of a new collaboration between the University of Minnesota’s College of Liberal Arts, CLAgency, its student-run agency, and The BrandLab. [read post]
28 Nov 2018, 7:17 am by John Jascob
Previously, a filed exemption notice remains effective until the earliest of the following events to occur: (1) $250,000 [now $750,000] in proceeds is raised; (2) two years from the first sale date; or (3) the issuer sends the Director a statement showing the number of investors, total dollar amount raised and use of proceeds, within 30 days after the offering completes. [read post]
28 Nov 2018, 6:00 am by Elizabeth Dalziel
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
26 Nov 2018, 9:01 pm by Lesley Wexler
When defendants cannot afford them, special funding exists to pay for such reparations. [read post]
26 Nov 2018, 5:55 pm by Kevin LaCroix
However, the allegations raised in these various complaints (as is often the case with respect to event-driven litigation) to me read more like mismanagement claims. [read post]
26 Nov 2018, 2:55 pm by Dan Goodin
(credit: Jeremy Brooks / Flickr) A hacker or hackers sneaked a backdoor into a widely used open source code library with the aim of surreptitiously stealing funds stored in bitcoin wallets, software developers said Monday. [read post]
26 Nov 2018, 12:32 pm by Friedland Law Group
Making its 10th appearance at Saks Fifth Avenue Dadeland, this annual community event aims to raise both funds and awareness for the UHealth Multiple Sclerosis Center for Excellence. [read post]
25 Nov 2018, 9:01 pm by Tamar Frankel
A whistleblower is an employee or a person who has ongoing relationships with an institution, and who points to the institution’s wrongful activities. [read post]
25 Nov 2018, 7:43 pm by Mitu Gulati
  Best I can tell from some superficial digging that I did, all of the 1MDB issuances of bonds did not start out with guarantees from the Malaysian government (and at least one had a guaranteed from an Abu Dhabi government fund). [read post]