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The Texas federal district court hearing the lawsuit challenging the validity of the CFPB’s final rule implementing Section 1071 of the Dodd-Frank Act (Rule) has issued an order that preliminarily enjoins the CFPB from implementing and enforcing the Rule on a nationwide basis against all entities covered by the Rule. [read post]
2 Nov 2009, 1:21 pm
Fried Frank layoffs, stealth and openly acknowledged, are discussed here (scroll down through the archives). [read post]
14 Jul 2011, 2:35 pm by David Zaring
Teaching international financial regulation in a business school is no easy task, but I often think it should be. [read post]
14 Jul 2011, 4:31 am by William Carleton
Well, compromise (1) was self-executing (sort of; it's actually pretty complicated) in that Dodd-Frank changed the accredited investor definition as a feature of the Dodd-Frank Act itself and that change became effective when the President signed the law as Congress passed it. [read post]
4 Mar 2020, 9:54 am by Alan S. Kaplinsky
  Also attending the argument was former Senator Chris Dodd whose name, together with that of former Congressman Barney Frank, the Dodd-Frank Act carries. [read post]
6 Dec 2011, 4:20 pm by James Hamilton
The Senate Banking Committee hearings on the implementation of the Dodd-Frank Act, focused on the Volcker Rule, resources and easing access to capital. [read post]
6 Jan 2023, 4:06 pm by Kalvis Golde
Court of Appeals for the 9th Circuit found California’s law to be consistent with the National Bank Act, as amended by Dodd-Frank. [read post]
23 Sep 2022, 6:30 am
Beasley School of Law), on Tuesday, September 20, 2022 Tags: Corporate governance, Delaware cases, Delaware law, Fiduciary duties, LLCs, Mergers & acquisitions Safeguarding Trust: The Board’s Role in Integrating ESG and ERM Posted by Maria Castañón Moats and Jamie Gamble, PricewaterhouseCoopers LLP, on Tuesday, September 20, 2022 Tags: Boards of Directors, ESG, Management, Risk management, Stakeholders What’s Next for US M&A Posted by Gregory Pryor and… [read post]
16 Nov 2016, 11:19 am by Robert B. Lamm
  Investors like it, it was gaining traction even before Dodd-Frank mandated it, and empowered investors won’t go away even if Dodd-Frank does. [read post]
15 Oct 2010, 5:54 pm by James Hamilton
Lynch on the day the House passed the conference bill, Financial Services Chair Barney Frank (D-MA) agreed that Sections 726 and 765 of the Dodd-Frank Act require the SEC and CFTC to adopt rules eliminating the conflicts of interest arising from the control of clearing and trading facilities by entities such as swap dealers, security-based swap dealers, and major swap and security-based swap participants. [read post]
20 Apr 2018, 3:42 am by SHG
Frank won’t get to divvy up the loot and disperse it to the poor. [read post]
22 Nov 2019, 12:53 pm by Amanda E. Phillips
The Dodd-Frank Act requires the CFPB to conduct an assessment of each “significant rule” adopted by the Bureau. [read post]
8 Apr 2011, 10:11 am by James Hamilton
A securities industry trade group has asked the CFTC to delay rules on position limits for derivatives under Dodd-Frank until an appropriateness determination can be made. [read post]
26 Feb 2018, 3:00 am by John Jenkins
The Court’s decision applies only to whistleblower status under Dodd-Frank. [read post]
20 Jun 2012, 2:23 pm by Steve Honig
  This action is a mere two years after being mandated by the Dodd Frank Act and demonstrates the struggles of the SEC in keeping up with its regulatory agenda. [read post]