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24 Nov 2020, 10:55 am by Silver Law Group
” As part of that investigation, FINRA sent a request for information to Marino on May 20, 2019, due by June 21, 2019. [read post]
19 Jul 2021, 4:15 am by Cari Rincker
Looking ahead, about 20 percent say they will seek financing in 2021. [read post]
17 Jan 2008, 12:38 am
"This investment represents 250 plus person-years of effort focused on providing our customers with the most comprehensive, mature, accurate and scalable solutions available today. [read post]
19 Mar 2012, 8:51 am by Rees Morrison
The Economist, March 3, 2012 at 20, describes a nascent movement of people who measure aspects of themselves over time. [read post]
Published in Staff Legal Bulletin No. 20 ("SLB 20"), available at http://www.sec.gov/interps/legal/cfslb20.htm, the Staff's guidance addresses both (1) investment advisers' responsibilities in voting client proxies and retaining proxy advisory firms (Questions 1-5), and (2) the availability and requirements of two exemptions to the proxy rules often relied upon by proxy advisory firms (Questions 6-13). [read post]
30 Dec 2020, 7:55 am by Bob Ambrogi
So in this year of tragedies and challenges, silver linings and opportunities, here are my candidates — in no particular order — for the year’s top 20 developments in legal technology and innovation. 1. [read post]
2 Apr 2013, 8:00 am by Richard Kummer
The investment advisor also solicited a 20-year client who after considering his sales pitch decided not to invest in the hedge fund because she considered it too risky of an investment for someone her age. [read post]
15 Jun 2022, 11:04 am by The White Law Group
GWG Holdings, Inc filed for Chapter 11 bankruptcy protection on April 20, 2022 after failing to make $13.6 million in interest payments to bondholders in January. [read post]
18 Dec 2018, 3:54 am by Simon Lovegrove (UK)
Our blog of 20 November 2018 discusses this Regulation. [read post]
21 Jan 2022, 7:51 am by Iona Wright (UK)
On 20 January 2022, the European Securities and Markets Authority (ESMA) announced that it was launching a Common Supervisory Action (CSA) with Member State competent authorities on the valuation of UCITS and open-ended Alternative Investment Funds (AIFs) across the EU. [read post]
13 Dec 2019, 6:25 am by skelly
The post LL Surplus Lines Series (Entry 20): UPDATE: NAIC Surplus Lines Task Force Tables Blanks Proposal for Home State Direct Premiums Written appeared first on Insurance & Reinsurance. [read post]
20 Jun 2024, 6:33 am
Posted by Nell Minow, ValueEdge Advisors, on Thursday, June 20, 2024 Editor's Note: Nell Minow is Vice Chair of ValueEdge Advisors. [read post]
20 Jun 2024, 6:33 am
Posted by Nell Minow, ValueEdge Advisors, on Thursday, June 20, 2024 Editor's Note: Nell Minow is Vice Chair of ValueEdge Advisors. [read post]
5 Jun 2017, 9:40 am by Stephen Honig
Query: who fully believes this in making investment choices? [read post]
5 Dec 2022, 4:45 pm by Lynn L. Bergeson and Carla N. Hutton
NNI notes that the single-year revenue figure of $42 billion in 2017 exceeds the cumulative 20-year NNI investment of $38 billion. [read post]
14 Jan 2014, 3:24 pm by Jessica Brown
Reportable claims and liabilities as of December 31, 2013, must be reported by January 15, 2014 on the first monthly report, by January 20, 2014 for the first quarterly report. [read post]
20 Mar 2012, 7:03 am
CanadaRCMP in court over Que. corruption inquiry, Global NewsNo charges for B.C. officer who fatally shot man, CBC NewsOnt. court overrules judge who freed accused criminals, Toronto StarUnited StatesMistrial in 'Desperate Housewives' case, ReutersCourt backs graphic cigarette health labels, ReutersInternationalZimbabwe activists convicted of conspiracy, ReutersMyanmar proposes new foreign investment rules, Reuters [read post]
27 Oct 2011, 7:30 am by bteam
A new report from the non-profit Green for All estimates that a $188.4 billion investment in water infrastructure over the next five years would add $265 billion to the economy and create 1.9 million jobs. [read post]
31 Mar 2020, 6:24 am by zamansky
UBS ETRACs, which are “Exchange Traded Notes” (ETNs) had been bought recently by Mom and Pop investors for $20 per share  ( like stocks)  on the NYSE. [read post]