Search for: "Annuity Fund"
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10 Oct 2017, 1:34 pm
Jospin’s supervision, the Atlanta office brought charges involving investment advisers, financial and disclosure fraud, insider trading, and those targeting retail investors, including:The investment services subsidiary of SunTrust Banks for collecting more than $1.1 million in fees from clients by improperly recommending more expensive mutual fund share classes when cheaper shares of the same funds were available KPMG LLP and an engagement partner, who agreed to pay… [read post]
2 Oct 2017, 10:42 am
Indeed, he didn’t even have basic subsistence funds. [read post]
27 Sep 2017, 9:22 pm
Dan and Fran Keller will receive the payment from a state fund for the wrongly convicted. [read post]
26 Sep 2017, 8:02 am
"Apparently, Genworth is rolling out an underwritten annuity product that "can work in favor of those who are in poor health or in need of care now. [read post]
26 Sep 2017, 12:00 am
Assets of the estate include all real and personal property owned by the decedent; overlooked assets sometimes include stocks, bonds, pension funds, bank accounts, safety deposit boxes, annuity payments, holiday pay, and work-related life insurance or survivor benefits. [read post]
26 Sep 2017, 12:00 am
Assets of the estate include all real and personal property owned by the decedent; overlooked assets sometimes include stocks, bonds, pension funds, bank accounts, safety deposit boxes, annuity payments, holiday pay, and work-related life insurance or survivor benefits. [read post]
19 Sep 2017, 3:55 pm
In this regard, 401(k) equity mutual fund fees have dropped by 38% since 2000 and bond mutual funds fees by 43% in the same time period. [read post]
18 Sep 2017, 10:40 am
Some exemptions include jointly owned assets with rights of survivorship as well as assets with designated beneficiaries (such as life insurance, annuities, and retirement accounts) and payable upon death or transfer on death accounts. [read post]
18 Sep 2017, 9:53 am
The findings stated that FINRA received tips or complaints from numerous investors who invested in one or more of these private placements, and who were concerned about their inability to contact the issuers, and the issuers’ failure to liquidate or redeem their investments and return the funds to these investors. [read post]
13 Sep 2017, 12:17 pm
By using another proven asset protection technique, such as the purchase of an annuity, funds can be made available to pay for nursing care during a period when Medicaid is unavailable, thereby preserving the gift. [read post]
3 Sep 2017, 6:00 pm
(In August, 2016, for example, I wrote about annuities with long term care riders that can be used for help fund long term care needs.) [read post]
22 Aug 2017, 11:10 am
These include: Social Security benefits Supplemental Security Income benefits Public assistance (welfare) Workers Compensation Unemployment Compensation Veterans benefits Retirement or profit-sharing benefits or pension money Life insurance benefits or cash surrender value of a life insurance policy or proceeds of annuity contract Disability income benefits Prepaid College Trust Fund Medical Savings Account. [read post]
16 Aug 2017, 8:27 am
Galvin’s statement, “Institutional brokers are responsible for placing millions of dollars of average investors’ life savings in their employers’ pension plans, as well as in mutual funds and variable annuities. [read post]
4 Aug 2017, 1:32 pm
The balance of the settlement will fund her tuition. [read post]
4 Aug 2017, 5:55 am
The SEC’s complaint claimed that the Brokers sold about 200 variable annuities to federal employees, who purchased the variable annuities using funds from their TSP accounts. [read post]
1 Aug 2017, 10:59 am
According to the SEC, the brokers sold approximately 200 variable annuities with a total face value of approximately $40 million to federal employees, who used rollover money from their plans to fund the purchases. [read post]
1 Aug 2017, 8:14 am
According to the SEC, the brokers sold approximately 200 variable annuities with a total face value of approximately $40 million to federal employees, who used rollover money from their plans to fund the purchases. [read post]
1 Aug 2017, 6:30 am
Additional funds might be needed for the children’s college educations. [read post]
31 Jul 2017, 1:13 pm
For example, in May and July 2011, five of the registered representative’s customers requested $2.5 million in wire transfers from their accounts to fund their investments in the hedge fund. [read post]
31 Jul 2017, 9:58 am
The brokers sold approximately 200 variable annuities with a total face value of approximately $40 million to federal employees, who used monies rolled over from their TSP accounts to fund their purchases. [read post]
