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31 Jan 2024, 11:33 am
Currently, the rules on outsourcing for banks, payment institutions and EMIs do not apply when such financial institution outsources activities to a company within the same group (intra-group outsourcing). [read post]
31 Jan 2024, 9:50 am
The investment adviser’s historical experience with the individual or entity and the references of other financial institutions may also be relevant factors. [read post]
30 Jan 2024, 9:02 pm
I dissent from the Commission’s denial of a petition to amend Rule 202.5(e), our so-called gag rule.[1] This de facto rule follows from the Commission’s enforcement of its policy, adopted in 1972, that it will not “permit a defendant or respondent to consent to a judgment or order that imposes a sanction while denying the allegations in the complaint or order for proceedings. [read post]
30 Jan 2024, 10:30 am
Access this tool for federal/state-specific guidance and the ability to compare state laws for banking and non-banking financial institutions in the areas of licensing, capital requirements, AML/CFT guidelines, recordkeeping, supervision, and enforcement authority. [read post]
30 Jan 2024, 9:50 am
Governance Issues frequently are the heart of corporate and securities lawsuits. [read post]
30 Jan 2024, 9:27 am
There is no evidence in this record that Printify ever intended to hide or move its assets to offshore bank accounts. [read post]
30 Jan 2024, 5:58 am
General Assembly and other international institutions. [read post]
29 Jan 2024, 12:00 pm
Morgan Stanley settled the charges by paying over $249 million, addressing allegations of improperly alerting favored institutional clients about significant blocks of private stock coming to the market. [read post]
29 Jan 2024, 10:20 am
In many cases, financial institutions will freeze or close down a decedent’s accounts once the institution receives notice of the decedent’s passing. [read post]
29 Jan 2024, 9:58 am
The EBA may organise an industry workshop with institutions participating in the survey for further dialogue and to exchange on the findings. [read post]
29 Jan 2024, 6:35 am
Even if a bank has a security interest in all deposit accounts of a debtor held by a bank, and is automatically perfected by control, the bank's enforcement rights are far more limited against the special deposit than against a typical bank account. [read post]
27 Jan 2024, 9:04 pm
In addition, Hammer has served as the Acting Deputy Assistant Secretary for Financial Institutions and Director of the Office of Financial Institutions Policy at the U.S. [read post]
27 Jan 2024, 2:29 pm
What they got instead was something of a discursive bricolage that sought to satisfy everyone, and in the process neither their any of them, or in the long run, their own institutional interests. [read post]
27 Jan 2024, 4:53 am
Bank accounts can be levied. [read post]
26 Jan 2024, 1:19 pm
Additionally, the agent can assist with financial matters at the bank. [read post]
26 Jan 2024, 7:09 am
NERA also summarized trends in event-driven and other special cases, including:Crypto: there were 16 crypto-related filings in 2023, down from 26 in 2022.Banking: banking turmoil in 2023 led to 12 suits against banking institutions filed between December 2022 and October 2023.Environmental: eight cases related to environmental issues were filed in 2023, representing quadruple the number filed in 2022.Cybersecurity: there were three cybersecurity-related filings in… [read post]
26 Jan 2024, 6:30 am
Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, January 23, 2024 Tags: Activist, Advance Notice Bylaw, Blasius, Bylaw, Chancery, Coster, Kellner, Schnell, Stockholder, Unocal When Myopic Managers Must Mark to Market Posted by Adam Kolasinski (Texas A&M University), and Nan Yang (Hong Kong Polytechnic University), on Tuesday, January 23, 2024 Tags: Banks, CEOs, Executives, Liquidity CSRD Compliance: A… [read post]
26 Jan 2024, 6:30 am
Posted by Gail Weinstein, Philip Richter, and Steven Epstein, Fried, Frank, Harris, Shriver & Jacobson LLP, on Tuesday, January 23, 2024 Tags: Activist, Advance Notice Bylaw, Blasius, Bylaw, Chancery, Coster, Kellner, Schnell, Stockholder, Unocal When Myopic Managers Must Mark to Market Posted by Adam Kolasinski (Texas A&M University), and Nan Yang (Hong Kong Polytechnic University), on Tuesday, January 23, 2024 Tags: Banks, CEOs, Executives, Liquidity CSRD Compliance: A… [read post]
26 Jan 2024, 6:00 am
FedNow Draws Some Banks, as Others LagPayments Dive – January 18, 2024 The Federal Reserve has made headway in adding banks to its new FedNow system, with a tally of 400 participating financial institutions, but some of the biggest U.S. banks are still on the sidelines six months after the instant payments service launched. [read post]
25 Jan 2024, 1:03 pm
Alert your bank to your move so they don’t flag foreign transactions as fraudulent. [read post]
