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3 Jan 2012, 4:19 am
- Broc Romanek [read post]
26 Jun 2014, 2:57 am
Freeman was a lawyer who co-drafted Rule 10b-5 and Tommy Corcoran was the chief spokesman for the drafters of the ’34 Act who is credited with testifying that Section 16 was a “crude rule of thumb”… - Broc Romanek [read post]
15 Dec 2017, 3:32 am
– Broc Romanek [read post]
15 Feb 2013, 4:36 am
- Broc Romanek [read post]
6 Jul 2017, 3:58 am
” – Broc Romanek [read post]
8 Aug 2016, 2:15 am
– Cyberliability: Commercial Insurance Policies Might Cover – Broc Romanek [read post]
9 Dec 2016, 6:00 am
by Broc Romanek in TheCorporateCounsel.net No worries. [read post]
10 Oct 2017, 3:59 am
– Broc Romanek [read post]
10 Feb 2015, 2:36 am
However, even though the SEC considers IPSAs to be a “non-audit service” for purposes of Regulation S-X, auditor independence standards are still applicable – this article should be read before making any decisions about engaging an audit firm for either… Meanwhile, this blog notes the point/counterpoint of the reputational risks & human rights implications of the conflict minerals rule… – Broc Romanek [read post]
2 Mar 2010, 4:29 am
- Broc Romanek [read post]
17 May 2011, 3:50 am
- Broc Romanek [read post]
15 Jun 2016, 3:25 am
’ – Broc Romanek [read post]
9 Jul 2019, 2:39 am
Even though most companies will have their own unique circumstances, these could be useful as a “gut check”… – Broc Romanek [read post]
2 Nov 2010, 3:57 am
- Broc Romanek [read post]
3 Jul 2013, 4:34 am
" - Broc Romanek [read post]
17 Jun 2016, 3:39 am
Also see this piece noting that nearly 1200 companies filed a Form SD by the June 1st deadline… – Broc Romanek [read post]
29 May 2013, 4:20 am
Here are some of the latest entries: - Corp Fin Declines to Exclude Proposals on Basis of Inflammatory or Incorrect Supporting Statements - Unbundling Lessons Learned from the Apple Case - Apple: Judge Dismisses Say-on-Pay Injunction Request - A European Report on Proxy Advisors - Climate Risks at Banks: Corp Fin Doesn't Allow Shareholder Proposal Exclusion - Broc Romanek [read post]
17 Jun 2015, 3:31 am
Here’s a 40-second video that gives a little bit of the DC event’s flavor (with a nice wave cheer) – and then below that is a 40-second video of the Palo Alto event (great “boom shakalaka boom” at the end): – Broc Romanek [read post]
9 May 2012, 4:17 am
Please take a moment to provide your opinion anonymously about the SEC's new home page: Online Surveys & Market Research - Broc Romanek [read post]
30 Oct 2013, 4:03 am
- Broc Romanek [read post]
