Search for: "Financial Asset Securities Corporation"
Results 761 - 780
of 4,923
Sorted by Relevance
|
Sort by Date
9 Mar 2023, 8:52 pm
Offices getting more funding include the National Security Division and the Banking Integrity Unit within the Criminal Division’s Money Laundering and Asset Recovery Section. [read post]
3 Oct 2007, 6:26 am
Securities and Exchange Commission titled Request for interpretive guidance on Climate Risk Disclosure, No. 4-547. [read post]
17 Sep 2009, 4:00 am
As he says: Tax evaders reap enormous benefits from civil society - they enjoy the security our military and law enforcement agencies provide; they invest and prosper thanks to the rule of law and sanctity of contract which our regulators and court system enforce; and they build their economic future on the financial, communications, and transportation infrastructure that taxpayers finance. [read post]
19 Jan 2021, 10:33 pm
Headquartered in Lake Forest, CA, Summit is structured as a Maryland corporation that qualifies as a real estate investment trust (“REIT”) for tax purposes. [read post]
21 Sep 2017, 10:49 am
The SEC also appreciates the assistance from regulators and law enforcement in France, Spain, and Hong Kong as well as the Financial Conduct Authority, British Virgin Islands Financial Services Commission, Cayman Islands Monetary Authority, Bermuda Monetary Authority, Cyprus Securities and Exchange Commission, and Central Bank of Ireland.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita… [read post]
18 Oct 2015, 4:09 pm
Stuart, former owner and president of One Financial Corporation, and its subsidiary, One Bank & Trust N.A., both based in Little Rock, Arkansas. [read post]
14 Mar 2016, 11:19 am
The three firms – Royal Alliance Associates, SagePoint Financial, and FSC Securities Corporation – consented to the SEC’s order without admitting or denying the findings that they violated Sections 206(2), 206(4) and 207 of the Investment Advisers Act of 1940 and Rule 206(4)-7. [read post]
10 Mar 2021, 4:35 pm
For example, she argues, the SEC needs to provide greater clarity both for digital asset securities and for digital assets that are not securities and how registered entities interact with these assets. [read post]
3 Nov 2012, 5:25 pm
Only time will tell whether the plaintiff's bar sees a possible "two hat" fiduciary conflict as a reason to file an ERISA lawsuit against corporate officers and/or directors. [read post]
12 Feb 2019, 6:05 am
Peirce reaffirmed remarks of Division of Corporation Finance Director Bill Hinman likening security tokens to the orange groves in Howey, saying that when they are not sold as investment contracts, tokens are not securities at all. [read post]
9 Jan 2012, 12:58 am
/Trust Preferred Securities (here); Morgan Keegan Asset Management (here); General Electric (here); American Express (here); and Fremont General Corporation (here). [read post]
4 Nov 2013, 2:11 pm
Covered institutions would be required to maintain a specified level of high-quality liquid assets such as central bank reserves, government and Government Sponsored Enterprise securities and corporate debt securities that can be converted easily into cash. [read post]
26 May 2015, 10:09 am
The collapse of the credit derivative industry during the 2008 financial crisis caused Athilon’s securities to trade at steep discounts, allowing defendant EBF & Associates (“EBF”) to buy Athilon’s junior subordinated notes, and eventually all of Athilon’s equity. [read post]
21 Sep 2007, 9:30 am
A group of 22 state pension funds, environmental groups, and other investors are calling on the Securities and Exchange Commission to require public companies to report on their financial risk from global climate change. [read post]
9 Apr 2012, 1:09 am
In its April 6 complaint against Nocella and McCann, the SEC seeks financial penalties, officer-and-director bars, and permanent injunctive relief against the two individuals to enjoin them from future violations of the federal securities laws. [read post]
30 Jul 2008, 9:05 pm
To this day, auction-rate securities investors find themselves owning frozen assets. [read post]
16 Dec 2020, 9:49 am
" She nevertheless lauded the passage of the Corporate Transparency Act. [read post]
4 Feb 2024, 9:05 pm
Over recent decades, and especially since the 2007-2008 global financial crisis (GFC), the corporate finance markets have changed considerably. [read post]
17 Nov 2011, 4:58 pm
And with the consideration given to asset recovery in determining financial rewards, the locating of hidden assets will play a major role in these whistleblower actions. [read post]
27 Aug 2009, 11:47 pm
Image by Getty Images via DaylifeOn Wednesday, Visteon Corporation and its affiliates filed Schedules of Assets and Liabilities and Statements of Financial Affairs. [read post]