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22 Aug 2006, 4:04 pm
Today we discuss the deferred prosecution of Frank Quattrone. [read post]
8 Sep 2011, 8:25 pm
The Office of the Comptroller of the Currency (OCC) recently issued a final rule regarding amendments to its regulations, pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
28 Jun 2022, 9:05 pm
Implications of the Dodd-Frank Act. [read post]
16 Mar 2012, 7:00 pm
You may be on spring break or not subscribe to that pink paper from across the pond, and so have missed Frank Partnoy's op-ed today in the Financial Times about Greg Smith. [read post]
10 Jul 2012, 7:46 am
Roberts, Frank C. [read post]
15 Nov 2016, 7:16 pm
Frank's Law, Literature, and the Transmission of Culture in England, 1837-1925 (Routledge, 2010) is now available. [read post]
14 Sep 2009, 8:55 pm
Barzun (University of Virginia School of Law) has posted Jerome Frank and the Modern Mind on SSRN. [read post]
21 Jul 2010, 8:44 am
The Dodd-Frank Act also prohibits discretionary broker voting on management advisory votes and other compensation matters. [read post]
17 Feb 2012, 12:04 pm
Murphy declined to comment on behalf of the firm and the individual defendants, saying Fried Frank does not comment on pending litigation. [read post]
25 Jun 2014, 9:30 pm
”“Pound and Frank” originated as a series of posts on this blog that grew into a conference paper. [read post]
10 Sep 2010, 9:42 am
If your organization isn’t already offering incentives to ferret out inappropriate behaviors, the new Dodd-Frank Act and whistleblowing rewards just might (and could make your company the next public spectacle). [read post]
17 Jul 2016, 6:40 am
In our article, Does Dodd-Frank Affect OTC Transaction Costs and Liquidity? [read post]
15 Oct 2010, 5:45 am
THE BARNEY FRANK PRIVATE JET STORY ISN’T FADING AWAY. [read post]
31 Aug 2011, 2:30 pm
Believe it or not, there is still ongoing litigation over analyst reports clouded by conflicts of interest by former superstar investment banker, now superstar consultant, Frank Quattrone from about a decade ago. [read post]
5 Feb 2007, 7:08 am
Frank's liberal extremist proposal. [read post]
16 Sep 2024, 8:32 am
Representative Frank Mrvan for re-election to Indiana’s 1st Congressional District. [read post]
29 Aug 2013, 6:16 am
An obscure section of the Dodd-Frank Act has been implemented by the Federal Reserve, to be effective later this year. [read post]
14 Aug 2014, 2:18 pm
Kaal has posted The Systemic Risk of Private Funds after the Dodd-Frank Act on SSRN with the following abstract: The Financial Stability Oversight Council (FSOC) was created under the Dodd-Frank Act with the primary mandate of guarding against... [read post]
17 Nov 2008, 1:26 pm
The architect Frank Gehry, born in Toronto, is our Immigrant of the Day. [read post]
25 Dec 2007, 9:05 pm
As Frank mentioned earlier, this other Frank Pasquale is his "purloined persona. [read post]