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22 Aug 2006, 4:04 pm
Today we discuss the deferred prosecution of Frank Quattrone. [read post]
8 Sep 2011, 8:25 pm by Daniel O'Rielly
The Office of the Comptroller of the Currency (OCC) recently issued a final rule regarding amendments to its regulations, pursuant to the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
16 Mar 2012, 7:00 pm by Usha Rodrigues
You may be on spring break or not subscribe to that pink paper from across the pond, and so have missed Frank Partnoy's op-ed today in the Financial Times about Greg Smith. [read post]
15 Nov 2016, 7:16 pm
Frank's Law, Literature, and the Transmission of Culture in England, 1837-1925 (Routledge, 2010) is now available. [read post]
14 Sep 2009, 8:55 pm
Barzun (University of Virginia School of Law) has posted Jerome Frank and the Modern Mind on SSRN. [read post]
21 Jul 2010, 8:44 am by Ted Allen
The Dodd-Frank Act also prohibits discretionary broker voting on management advisory votes and other compensation matters. [read post]
17 Feb 2012, 12:04 pm by Zoe Tillman
Murphy declined to comment on behalf of the firm and the individual defendants, saying Fried Frank does not comment on pending litigation. [read post]
25 Jun 2014, 9:30 pm by Dan Ernst
”“Pound and Frank” originated as a series of posts on this blog that grew into a conference paper. [read post]
10 Sep 2010, 9:42 am by Toby Lucich
If your organization isn’t already offering incentives to ferret out inappropriate behaviors, the new Dodd-Frank Act and whistleblowing rewards just might (and could make your company the next public spectacle). [read post]
31 Aug 2011, 2:30 pm by Christine Hurt
Believe it or not, there is still ongoing litigation over analyst reports clouded by conflicts of interest by former superstar investment banker, now superstar consultant, Frank Quattrone from about a decade ago. [read post]
5 Feb 2007, 7:08 am
Frank's liberal extremist proposal. [read post]
16 Sep 2024, 8:32 am by lguzowski@hslf.org
Representative Frank Mrvan for re-election to Indiana’s 1st Congressional District. [read post]
An obscure section of the Dodd-Frank Act has been implemented by the Federal Reserve, to be effective later this year. [read post]
14 Aug 2014, 2:18 pm by Eric C. Chaffee
Kaal has posted The Systemic Risk of Private Funds after the Dodd-Frank Act on SSRN with the following abstract: The Financial Stability Oversight Council (FSOC) was created under the Dodd-Frank Act with the primary mandate of guarding against... [read post]
17 Nov 2008, 1:26 pm
The architect Frank Gehry, born in Toronto, is our Immigrant of the Day. [read post]
25 Dec 2007, 9:05 pm
As Frank mentioned earlier, this other Frank Pasquale is his "purloined persona. [read post]