Search for: "Gary Gensler" Results 761 - 780 of 1,255
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25 Jun 2009, 1:52 am
Subscription needed for online access unless otherwise noted: 06/24/2009 Report: Underpayments to Consumers by the Health Insurance Industry (PDF 408 KB)Prepared by the Majority Staff of the Senate Commerce, Science and Transportation Committee06/24/2009 Speech Delivered by Commodity Futures Trading Commission Chairman Gary Gensler (PDF 132 KB)Remarks as Prepared for Delivery at the Managed Funds Association in Chicago, Ill. on June… [read post]
11 May 2012, 9:45 am by Felix Shipkevich
“When markets are open and transparent, prices are more competitive, markets are more efficient and liquid, and costs are lowered for companies and their customers,” CFTC Chairman Gary Gensler said. [read post]
3 Oct 2022, 3:30 pm by Gonzalo E. Mon
” SEC Chair Gary Gensler noted that the case “serves as a reminder to celebrities and others that the law requires them to disclose to the public when and how much they are paid to promote investing in securities. [read post]
Chairman Gary Gensler, who cast the final vote in favor of the proposal, asserted in his statement that Congress had directed the CFTC to impose position limits and narrow the bona fide hedge exemption. [read post]
10 May 2022, 6:30 am
In a statement of support, SEC Chair Gary Gensler said that the Proposal responds to demand from investors and companies given the increased push for information on the risks climate change-related events pose to businesses. [read post]
12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
16 Oct 2022, 6:30 am
The landscape appears to be changing under Gary Gensler’s leadership of the SEC. [read post]
When publishing the agenda, SEC Chair Gary Gensler emphasized that the SEC’s determined approach is being driven by the desire to “modernize our rules for today’s economy and technologies,” in order to protect investors and maintain orderly capital markets. [read post]
22 Dec 2010, 11:39 am by James Hamilton
The possible legislative delay of Dodd-Frank regulations was heralded by an earlier letter from Financial Services Committee Chair Spencer Bachus (Rp-AL) to SEC Chair Mary Schapiro and CFTC Chair Gary Gensler stating that Congress will consider legislation to delay the statutory deadlines in Dodd-Frank if that will allow the SEC and CFTC to move deliberately and carefully to ensure that the derivatives regulatory regime is correctly implemented. [read post]
1 May 2024, 6:30 am
The changes to the reporting requirements mandated by the amendments to the Form (“Form PF Amendments”) will require substantial preparation by many managers.[1] The Form PF Amendments are designed to enhance both the SEC’s and the Financial Stability Oversight Council’s (“FSOC”) monitoring of systemic risk, and strengthen the regulatory oversight of private funds and investor protection efforts.[2] The Form PF Amendments were jointly adopted by the SEC and CFTC… [read post]
1 May 2024, 6:30 am
The changes to the reporting requirements mandated by the amendments to the Form (“Form PF Amendments”) will require substantial preparation by many managers.[1] The Form PF Amendments are designed to enhance both the SEC’s and the Financial Stability Oversight Council’s (“FSOC”) monitoring of systemic risk, and strengthen the regulatory oversight of private funds and investor protection efforts.[2] The Form PF Amendments were jointly adopted by the SEC and CFTC… [read post]
14 Dec 2011, 9:07 am by SECLaw Staff
The meeting included Steven Maijoor, Chair of the European Securities and Markets Authority (ESMA); Jonathan Faull, Director General for Internal Market and Services at the European Commission; Ashley Alder, Chief Executive Officer of the Hong Kong Securities and Futures Commission; Masamichi Kono, Vice-Commissioner of the Japan Financial Services Agency; Teo Swee Lian, Deputy Managing Director (Financial Supervision) of the Monetary Authority of Singapore; Mary Condon, Vice-Chair of the… [read post]
10 May 2012, 10:39 am by Elan Mendel
Last week, Grimm circulated a letter calling on Attorney General Eric Holder to appoint an independent counsel, citing former MF Global Chairman and CEO Jon Corzine’s political connections, including his longtime relationship with CFTC Chairman Gary Gensler, a former colleague at Goldman Sachs who has recused himself from the investigation. [read post]
3 Mar 2022, 3:18 am by Liz Dunshee
Here’s a reminder of what a more prescriptive rule could include: Commission staff have been working on a rule that would mandate additional disclosures around human capital since SEC Chairman Gary Gensler took office last April. [read post]
24 Oct 2023, 3:34 pm by Herskovits, PLLC
“The Division of Examinations plays a critical role in protecting investors and facilitating capital formation,” said SEC Chair Gary Gensler. [read post]
3 Nov 2021, 2:30 am by John Jenkins
Since that time, the composition of the SEC has changed, reflecting President Biden’s appointment of Gary Gensler as Chair of the SEC. [read post]
12 Jul 2022, 6:28 am
Securities and Exchange Commission, which, under Chair Gary Gensler’s leadership, has sought to establish a series of new regulatory standards, including its climate-related disclosure rule proposal and its efforts to regulate digital assets as securities. [read post]
6 Apr 2022, 6:12 am
SEC Chairman Gary Gensler stated that Proposed Rule 13f-2 “would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight. [read post]
6 Apr 2022, 6:12 am
SEC Chairman Gary Gensler stated that Proposed Rule 13f-2 “would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight. [read post]
22 Jun 2012, 9:20 am by Elan Mendel
“Modern finance has shown us time and time again that those risks keep crashing back here when there is a problem,” CFTC Chairman Gary Gensler said in an interview. [read post]