Search for: "Gary Gensler"
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5 Nov 2021, 5:49 am
Securities and Exchange Commission, on Thursday, November 4, 2021 Tags: Climate change, ESG, No-action letters, Rule 14a-8, Say on climate, SEC, SEC rulemaking, Securities regulation, Shareholder proposals, Shareholder voting Remarks by Chair Gensler Before the Asset Management Advisory Committee Posted by Gary Gensler, U.S. [read post]
5 Nov 2021, 3:20 am
Want a statement from Gary Gensler? [read post]
5 Nov 2021, 3:15 am
The most recent edition of the SEC’s Reg Flex agenda includes proposing rule amendments intended to “enhance issuer disclosures regarding cybersecurity risk governance, and in his September 2021 Senate Banking Committee testimony, SEC Chair Gary Gensler stated that he’d asked the Staff to “develop proposals for the Commission’s consideration on these potential disclosures. [read post]
4 Nov 2021, 7:38 am
Chair Gary Gensler said that he believes SLB14L more closely aligns the staff’s approach with the Commission’s intent behind its 1998 rulemaking on shareholder proposals. [read post]
4 Nov 2021, 6:08 am
Posted by Gary Gensler, U.S. [read post]
3 Nov 2021, 4:32 pm
In recent months, SEC Chair Gary Gensler has also indicated that the SEC would place additional focus on ESG-related disclosures, and has indicated that the SEC would propose a mandatory climate risk disclosure rule by the end of 2021. [read post]
3 Nov 2021, 11:55 am
In recent months, SEC Chair Gary Gensler has also indicated that the SEC would place additional focus on ESG-related disclosures, and has indicated that the SEC would propose a mandatory climate risk disclosure rule by the end of 2021. [read post]
3 Nov 2021, 7:05 am
On November 1, 2021, the President’s Working Group (PWG) released a long-awaited report on stablecoins (the “Report”).1 The Report outlines a number of significant legislative recommendations for Congress to consider as well as a number of interim measures that agencies should adopt under their existing authorities to protect against prudential risks in the near-term. [read post]
3 Nov 2021, 6:13 am
Posted by Gary Gensler, U.S. [read post]
3 Nov 2021, 2:30 am
Since that time, the composition of the SEC has changed, reflecting President Biden’s appointment of Gary Gensler as Chair of the SEC. [read post]
2 Nov 2021, 9:05 pm
When Gary Gensler became the new Chair of the U.S. [read post]
2 Nov 2021, 12:15 am
The areas addressed in the proposed regulations track pretty closely those that SEC Chair Gary Gensler has suggested the SEC may address in its own proposal, and the CSA’s discussion of the proposal indicates that Canadian regulators have had to make the same kind of policy choices that the SEC will be making. [read post]
29 Oct 2021, 11:44 am
FINRA Chair Murray Ironically Argues Against Self Regulation (BrokeAndBroker.com Blog)SEC Obtains Emergency Relief in Case Charging Claims Aggregator and Principals with Multi-Million Dollar Fraud (SEC Release)Penfield Man Going To Prison For Bilking Investors Out Of Hundreds Of Thousands Of Dollars (DOJ Release)Shareholder Proposals: Staff Legal Bulletin No. 14L (SEC Division of Corporation Finance)Statement regarding Shareholder Proposals: Staff Legal Bulletin No. 14L (Statement by SEC Chair… [read post]
29 Oct 2021, 11:44 am
(BrokeAndBroker.com Blog)President's Working Group Report on Stablecoins (Statement by SEC Chair Gary Gensler)Prepared Remarks Before the SIFMA Annual Meeting (Statement by SEC Chair Gary Gensler)Orville Broker-Dealer Charged with Securities Fraud (DOJ Release)SEC Charges Two Additional Defendants in Pump-And-Dump Scheme (SEC Release)... [read post]
28 Oct 2021, 3:30 pm
SEC Chair Gary Gensler commented on the settlement, saying that it “illustrate[d] risks inherent to SPAC transactions, as those who stand to earn significant profits from a SPAC merger may conduct inadequate due diligence and mislead investors. [read post]
22 Oct 2021, 10:26 am
By Anne Sherry, J.D.SEC Chair Gary Gensler discussed the challenges the SEC faces in adapting its tripartite mission to emerging technologies such as stablecoins, DeFi, and direct trading platforms. [read post]
22 Oct 2021, 6:20 am
Mangino, Fried, Frank, Harris, Shriver & Jacobson LLP, on Friday, October 15, 2021 Tags: Board independence, Boards of Directors, Controlling shareholders, Delaware cases, Delaware law, Derivative suits, Fiduciary duties, Merger litigation, Mergers & acquisitions, Shareholder suits Statement by Chairman Gensler on Rules Regarding Clawbacks of Erroneously Awarded Compensation Posted by Gary Gensler, U.S. [read post]
21 Oct 2021, 6:35 am
SEC Chair Gary Gensler issued a brief public statement that largely repeated the GameStop report’s key recommendations. [read post]
20 Oct 2021, 1:28 pm
The prospect of further litigation is only one factor; the likelihood of regulatory action (for example through ESG disclosure reforms of the type that are actively being considered by the SEC under Gary Gensler). [read post]
20 Oct 2021, 3:45 am
Earlier this month, the House Financial Services Committee considered the SEC’s mission and budget and heard from Chair Gary Gensler. [read post]
