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12 May 2011, 8:00 am by Ken Lopez
” Another opening statement cited “negative cash flow; generally accepted accounting principles; and market capitalization,” and another referred to “options exercises; hedging and hedging transactions; and tax advantages. [read post]
5 Jul 2008, 9:37 pm
Apparently, more frequent than you thought in Texas - Texas lawyer Christopher Martin of Martin Disiere Jefferson & Wisdom, at the National Insurance Law Forum It ain't easy being a judge - Texas attorney Jeff Rambin in his Tyler Appeals Blog CSX battles hedge funds - a cautionary tale for pensions? [read post]
10 Nov 2009, 6:00 am
[True/Slant] * Ex-SEC lawyer pleads guilty to helping Marc Dreier scam hedge funds. [read post]
29 Aug 2018, 4:23 pm by Kevin LaCroix
In a July 5, 2018 Wall Street Journal article (here), Sara Randazzo notes that litigation funding firms have been on a “hiring spree” and are attracting lawyers from the elite law firms. [read post]
16 Jun 2011, 1:24 pm by Nathan Koppel
Banks, hedge funds, and other firms are investing millions into others’ suits in the hopes of getting a sizable return if the borrowers score a favorable settlement or verdict. [read post]
20 May 2011, 8:06 am by Doug Cornelius
California Extends IA Exemption for Hedge Fund Managers in Hedge Fund Law Blog California currently has an exemption from the registration requirements for certain fund managers with more than $25M of AUM (Rule 260.204.9). [read post]
31 May 2019, 2:37 pm by ccollins
The allegations led to investors pulling over $5.5M from the hedge fund. [read post]
20 Mar 2012, 7:07 am by Broc Romanek
- Pressure from activist hedge funds and lack of support from institutional investors to remain an independent public company seeking long-term creation of value [read post]
11 Mar 2020, 2:34 pm by Alan Rosca
Williams and Kinetic Investment Group, LLC allegedly represented that Kinetic Funds’ largest sub-fund invested solely in U.S. listed financial products and that at least 90% of its portfolio was hedged using the listed options. [read post]
11 Mar 2020, 2:34 pm by Alan Rosca
Williams and Kinetic Investment Group, LLC allegedly represented that Kinetic Funds’ largest sub-fund invested solely in U.S. listed financial products and that at least 90% of its portfolio was hedged using the listed options. [read post]
1 Dec 2011, 1:58 pm
The Goldman Sachs Group, Inc. and its lawyers at Schulte Roth & Zabel unsuccessfully fought to vacate a $20.6 million FINRA award that resulted from the bank's alleged failure to detect fraud at the bankrupt hedge fund Bayou Group LLC. [read post]
27 Sep 2009, 11:33 pm
No waffling, half-measures or hedging will do.Legal aid is modern social justice at its best. [read post]
2 Dec 2007, 1:17 pm
According to her bio, before becoming CFO she as an investment banker, heading up a group that covered hedge funds. [read post]
20 Feb 2008, 10:10 pm
The line about investment fund and hedge fund managers has been introduced into Clinton's talking points as she campaigns across the economically struggling state of Ohio. [read post]
7 Jul 2022, 8:00 am by Harbir Deol
Brown Rudnick lawyers have the skills and experience to guide both lenders and borrowers through all aspects of art financing transactions, from inception to enforcement. [read post]
15 Sep 2017, 11:51 am by Mark Astarita
Joseph investigated a wide array of alleged violations of the federal securities laws, including those involving financial fraud, auction rate and subprime securities, credit default swaps, reinsurance transactions, hedge funds, private equity funds, Ponzi schemes, special purpose entities, auditors, investment advisers, investment companies, self-regulatory organizations, transfer agents, and broker-dealers. [read post]
24 Apr 2013, 11:08 am
  And while the investment has to stay in the account for a limited period of time -- 8 to 12 years -- the "balance" of the life insurance policy is deliberately designed to be withdrawn not only upon death, but instead whenever the investor feels like realizing his investment returns.What's the difference between (A) this "life insurance" policy, and (B) a straightforward mutual fund (or hedge fund) that similarly invests in the S&P 500 and requires… [read post]