Search for: "In Re Securities and Exchange Commission"
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3 Feb 2021, 5:27 am
Both parties gave up rights to the other’s compensation in exchange for keeping their own. [read post]
27 Jan 2021, 11:22 am
Hsu repeatedly lied under oath to the Securities and Exchange Commission and encouraged her victims to lie to the FBI on her behalf. [read post]
25 Jan 2021, 7:36 pm
Over the past decade, “restatement” is the word companies have most strenuously tried to avoid in the text of their filings with the Securities and Exchange Commission, according to an upcoming paper by academics at Georgia State University’s J. [read post]
25 Jan 2021, 10:59 am
The Commission and EU Member States will promote the exchange of health data through improved interoperability between relevant IT systems and infrastructure and ensuring that health data is “FAIR”—findable, accessible, interoperable and reusable. [read post]
21 Jan 2021, 12:54 pm
But before it could do so, the Hawaii Land Use Commission re-designated the land for agricultural use, stopping the development in its tracks, although the land was allegedly barren and rocky and unsuitable for agricultural use. [read post]
20 Jan 2021, 9:50 am
Securities and Exchange Commission (SEC) Whistleblower Program and the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
20 Jan 2021, 9:50 am
Securities and Exchange Commission (SEC) Whistleblower Program and the Commodity Futures Trading Commission (CFTC) Whistleblower Program. [read post]
18 Jan 2021, 6:46 am
The Securities and Exchange Commission’s (SEC) Office of Investor Education and Advocacy is urging investors to be on high alert to avoid falling victim to investment fraud. [read post]
18 Jan 2021, 6:01 am
The complaint alleges that the defendants violated Sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and Rule 10b-5 thereunder. [read post]
14 Jan 2021, 8:30 pm
National/Federal A Siege on the U.S. [read post]
13 Jan 2021, 3:00 am
Fish & Game Commission (1997) 16 Cal.4th 105; Health First v. [read post]
13 Jan 2021, 3:00 am
Fish & Game Commission (1997) 16 Cal.4th 105; Health First v. [read post]
8 Jan 2021, 3:02 am
If you’re looking for an easy way to connect the dots on disclosure and ESG issues, we’ve got you covered with podcasts! [read post]
7 Jan 2021, 8:30 pm
The violations include soliciting money from property owners in exchange for a “pass” on certain inspections. [read post]
7 Jan 2021, 2:47 pm
Securities and Exchange Commission. [read post]
4 Jan 2021, 1:26 pm
By way of comparison, in 2019 there were 62 federal court securities suits against non-U.S. companies, representing about 15% of all federal court securities suit filings in 2019. [read post]
31 Dec 2020, 6:29 pm
Once I got home and re-entered my own real world, the fact that I [read post]
24 Dec 2020, 7:21 am
SEC Sues Ripple and Two Executives for Selling XRP Crypto: A $1.3 Billion Securities FraudCNN Business – December 23, 2020 The US Securities and Exchange Commission filed a lawsuit against cryptocurrency platform Ripple, its CEO, and its chairman, for orchestrating securities fraud worth $1.3 billion, the agency said Tuesday. [read post]
22 Dec 2020, 9:43 am
The Securities and Exchange Commission (the “SEC”) has provided a model form and accompanying instructions for firm privacy policies. [read post]
21 Dec 2020, 10:14 am
But many don’t understand the comments are a problem not just because they’re sexual. [read post]
