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31 Aug 2017, 2:11 pm
Additionally, he was the court-appointed receiver of an SEC- and CFTC-regulated firm that engaged in a global securities and commodities fraud scheme and served on FINRA's Compliance Advisory Committee and International Advisory Working Group. [read post]
19 Jan 2014, 9:01 pm
But EY sees fewer opportunities in the future for fund managers to capitalize purely from the financial structuring side of their investments. [read post]
9 Apr 2024, 10:29 am
Optimal CBAs will not just be pass-through mechanisms for distributing funding, but instead should help create community-responsive organizations with local governance that lead to long-term community improvements and a community voice in offshore wind project monitoring and adaptive management – perhaps even co-management. [read post]
23 Mar 2007, 10:58 am
Proponents include New York City's pension funds, prominent social investment funds, and church groups. [read post]
5 Aug 2019, 7:56 am
Editor’s Note: In June of 2018, Navigant and Ankura announced a definitive agreement under which Navigant would sell its Disputes, Forensics, and Legal Technology (DFLT) segment and its Transaction Advisory Services (TAS) practice to Ankura, a leading business advisory and expert services firm. [read post]
20 Mar 2023, 6:10 am
These announcements expand on Monaco’s September 15, 2022 Memo on Further Revisions to Corporate Criminal Enforcement Policies Following Discussions with Corporate Crime Advisory Group, which laid the foundation for more detailed guidance on corporate compliance programs. [read post]
21 Oct 2014, 5:16 am
For insured group and individual health plans, the insurance carrier is the entity responsible for obtaining the HPID. [read post]
20 Jun 2008, 4:26 pm
Miller Investments, Inc. and Miller Management Corporation are also a part of The Miller Group of affiliated companies. [read post]
16 Jan 2022, 7:17 pm
Last Thursday, a group of some 400 legal knowledge management professionals came together for the Strategic Knowledge & Innovation Legal Leaders Summit (SKILLS) conference. [read post]
10 May 2024, 3:00 am
Many expressed concerns over a charged political climate that they worry could backfire on their brand or where an investment would not pay off. [read post]
9 Sep 2020, 6:45 am
We would need to build out a management team and make a significant investment in the infrastructure of the business. [read post]
12 Mar 2009, 3:27 am
The EC's High Level Group said that wide reflection is needed on the mark-to-market principle. [read post]
29 Mar 2009, 11:26 am
After all, it's your money, why let anyone else hold it or manage it in this financial climate. [read post]
19 Nov 2017, 3:43 am
For the advisory shops whose practices rely on the outreach of just a couple Managing Directors, the risk can be acute, particularly if–after months of active sourcing–such a group is engaged with an active mandate. [read post]
10 Jun 2018, 8:23 pm
– Michael Gulliford is the Founder and a Managing Principal of Soryn IP Group, a patent advisory and finance firm headquartered in New York City that closed almost $140 million in patent deals in 2017. [read post]
21 Apr 2011, 5:00 am
Apr. 13, 1978) Anametrics Investment Management (pub. avail. [read post]
16 Sep 2011, 1:42 pm
Enhance the functioning of energy markets through policies and regulations that improve mechanisms for utilities to manage the impacts of price volatility; harmonize market rules and service arrangements between the wholesale natural gas and wholesale electric markets; and increase environmental regulatory certainty affecting investments and fuel choices in the power sector. [read post]
21 Aug 2020, 6:06 am
Director Compensation Posted by Matthew Friestedt, Marc Treviño, and Melissa Sawyer, Sullivan & Cromwell LLP, on Sunday, August 16, 2020 Tags: Boards of Directors, COVID-19, Director compensation, Firm performance, Incentives, Pay for performance, Peer groups Establishing Meaningful and Rigorous Financial Goals Posted by Mike Kesner and John R. [read post]
17 Mar 2022, 5:40 am
Whether these amendments are adopted or not, one thing is for sure; all alternative investment organizations are on notice. [read post]
27 Jan 2013, 8:45 am
Board Certified in Labor & Employment Law by the Texas Board of Legal Specialization, a member of the Editorial Advisory Board and expert panels of HR.com, Employee Benefit News, InsuranceThoughtLeadership.com, and Solutions Law Press, Inc., management attorney and consultant Ms. [read post]