Search for: "MARY SCHAPIRO"
Results 761 - 780
of 887
Sort by Relevance
|
Sort by Date
4 May 2009, 12:51 pm
SEC Chair Mary Schapiro gave an Address at the Mutual Fund Directors Forum Ninth Annual Policy Conference: Critical Issues for Investment Company Directors, on May 4, 2009. [read post]
1 May 2009, 6:09 pm
Mary L. [read post]
28 Apr 2009, 8:35 am
Securities & Exchange Commission (SEC) chairwoman Mary Schapiro speaking at the Society of American Business Writers and Editors’ conference on Monday announced that the SEC will ask Congress for “whistleblower authority” similar to that used by the IRS in investigating tax fraud. [read post]
28 Apr 2009, 3:51 am
Schapiro U.S. [read post]
27 Apr 2009, 2:00 pm
” At today’s Society of American Business Editors and Writers convention in Denver, Mary Schapiro noted that the SEC favors greater and broader disclosure [using Twitter and other tools to communicate with investors] but that it hasn't come to a resolution on the new technology. [read post]
27 Apr 2009, 2:00 pm
” At today’s Society of American Business Editors and Writers convention in Denver, Mary Schapiro noted that the SEC favors greater and broader disclosure [using Twitter and other tools to communicate with investors] but that it hasn't come to a resolution on the new technology. [read post]
27 Apr 2009, 11:09 am
Mary Schapiro just started speaking to the Society of American Business Editors and Writers convention in Denver. [read post]
26 Apr 2009, 8:38 am
This renewed focus has led to legislation in Delaware and confirmation by the new SEC Chairman, Mary Schapiro, that a rulemaking proposal on shareholder access to management's proxy materials for director elections will be on the SEC's agenda in May 2009. [read post]
23 Apr 2009, 11:48 am
Securities and Exchange Commission chair Mary Schapiro acknowledged the need for ratings agency reform, telling attendees the firms' evaluation of securities backed by residential subprime loans, and the collateralized debt obligations linked to such securities, has "shaken investor confidence to its core. [read post]
23 Apr 2009, 4:00 am
See also: Text of Speech by Chairman Mary L. [read post]
22 Apr 2009, 1:32 pm
SEC chairman Mary Schapiro announced that the SEC will "continue this investigation (of the auditors) and hold accountable all those who helped facilitate this massive fraud. [read post]
17 Apr 2009, 9:56 am
PBS Nightly Business report had an exclusive interview with SEC Chair Mary Schapiro and one particular interchange caught my eye/ear. [read post]
17 Apr 2009, 5:00 am
In the audience were a host of other illuminaries (Mary Schapiro attended at least part of the eulogy) and staff of the Commission The comments were thoughtful and accurate. [read post]
14 Apr 2009, 2:52 am
Recent remarks from, Mary Schapiro, the SEC’s new Chair, in her April 6, 2009 speech to the Council of Institutional Investors (here), seem to suggest the possibility of an SEC move to a disclosure based approach toward separating the two roles. [read post]
12 Apr 2009, 1:16 pm
Given recent comments by Mary Schapiro, the Chair of the U.S. [read post]
10 Apr 2009, 7:01 am
As SEC's new Chairwoman Mary Schapiro notes: "Clearly, the practice of short selling has both strong supporters and detractors. [read post]
9 Apr 2009, 4:32 am
Norris said that "all five commissioners, led by Chairwoman Mary Schapiro, seemed [...] [read post]
8 Apr 2009, 4:42 am
Recently, six US Senators have written to SEC Chair Mary Schapiro urging the Commission to adopt and enforce regulations putting an end to naked short selling. [read post]
6 Apr 2009, 4:27 pm
In a speech today before the Council of Institutional Investors, Mary Schapiro set forth an impressive agenda for reform, including shareholder access, disclosure about directors and other corporate governance issues and bolstering oversight over credit rating agencies. [read post]
6 Apr 2009, 4:21 pm
In a speech today before the Council of Institutional Investors, Mary Schapiro set forth an impressive agenda for reform, including shareholder access, disclosure about directors and other corporate governance issues and bolstering oversight over credit rating agencies. [read post]
