Search for: "Matter of Financial Corp."
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5 Aug 2008, 12:55 am
Fudge also averred that she was Cuervas' de facto guardian and was providing financial support to him. [read post]
1 May 2010, 7:15 am
Mr Gover is a senior partner in White & Case LLP’s global business and financial restructuring practice. [read post]
5 Jul 2010, 2:22 pm
” The judge’s latest financial statement, the groups noted, listed stock investments in Exxon Mobil Corp. and Allis Chalmers Corp., as well as bond holdings in other companies — all, it said, engaged in oil and gas drilling or related work in the Gulf. [read post]
15 Jan 2015, 4:26 am
Omitting a required disclosure item, the court said, “can render … financial statements misleading. [read post]
2 Aug 2018, 11:53 am
See Canadian Broadcasting Corp. v. [read post]
23 Mar 2017, 6:14 am
Such investors have already filed proposals with a number of large financial services institutions, such as Citigroup, Bank of America Corp., and Wells Fargo & Co. [read post]
29 Oct 2019, 3:05 am
To try to price risk, the world’s biggest financial service providers are investing in companies which provide ESG-related data. [read post]
18 Mar 2021, 3:00 am
Crowdfunding: Corp Fin Issues Guidance on EDGAR Filing of Form C The SEC’s private offering simplification rule amendments became effective earlier this week, and as a follow-up to that, Corp Fin issued guidance yesterday on EDGAR filings of Form C for Regulation Crowdfunding offerings. [read post]
13 Jan 2016, 5:05 pm
First, we present a brief history of board oversight of financial reporting. [read post]
21 Jan 2021, 9:06 am
That looming requirement led to an announcement on Friday that Southwest Business Corp., known as SWBC, will use Mastercard Inc. [read post]
10 Aug 2011, 12:23 pm
Community Trust Financial Corp., Civil Action No. 7:10-CV-062-KKC (US Dist. [read post]
11 Dec 2009, 4:10 am
With the deadline for comments on Corp Fin's proposal to tweak e-proxy behind us, it may surprise you to learn that only two dozen of comments were submitted to the SEC, with the vast majority coming in after the deadline. [read post]
28 May 2012, 6:38 pm
A US person is any US citizen, no matter where you live, residents, and US entities. [read post]
18 May 2012, 10:30 am
Chesapeake Energy Corp., Singapore Airlines Ltd. and Bank of China Ltd. are among the companies in its portfolio. [read post]
29 Jun 2022, 9:07 am
In the Matter of Nikola Corp: In Nikola, the Securities and Exchange Commission (SEC) alleged that Nikola, an electric trucking company, had falsified reports that it had successfully achieved technological milestones to increase share prices in its SPAC. [read post]
14 Dec 2020, 3:59 am
“In this legal malpractice action, defendants, through their expert’s affidavit, established prima facie entitlement to judgment as a matter of law by demonstrating that plaintiff could not prove that, but for their alleged negligence, he would have been awarded a greater recovery in an underlying FINRA (Financial Industry Regulatory Authority) litigation (see Nomura Asset Capital Corp. [read post]
15 Feb 2012, 8:38 am
KabrawalaThe South Carolina Supreme Court’s ruling in Matrix Financial Services Corp v. [read post]
2 Mar 2010, 3:38 pm
Mariposa initially spread by exploiting a vulnerability in Microsoft Corp’s Internet Explorer Web browser. [read post]
23 May 2013, 8:37 pm
Regions Financial Corp., 655 F.3d 105 (2d Cir. 2011), and Rubke v. [read post]
26 Jan 2012, 7:00 am
The firm has been involved in hundreds of promissory note litigation matters representing both broker-dealers and advisors. [read post]
