Search for: "Morgan Stanley"
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23 Sep 2008, 1:38 pm
Goldman Sachs and Morgan Stanley, our last two free standing investment banks, registered as regulated bank holding companies, capable of acquiring commercial banks and, in essence, agreeing to the heavier regulation of the Fed over commercial banks. [read post]
24 Oct 2007, 4:16 am
Morgan Stanley has agreed to settle a bias suit filed on behalf of African-American and Latino brokers in northern California for $16 million. [read post]
7 Aug 2007, 4:45 am
Morgan Stanley on Monday shrugged off the turmoil in leveraged debt markets by appointing Peter Bacon to a new position as chairman of European financial sponsors, signaling a desire to boost its undersized private equity business. [read post]
2 Feb 2007, 5:50 am
A former information technology consultant for Morgan Stanley pleaded guilty in federal court late Wednesday to stealing data on the investment bank’s hedge fund clients, The New York Post reported. [read post]
23 Jul 2015, 8:43 am
Lyman was associated with Morgan Stanley from 1998 , through January 17, 2014. [read post]
18 Mar 2015, 2:21 pm
From the Desk of Jim Eccleston at Eccleston Law LLC:A former advisor and his sales assistant have been sued by Morgan Stanley for allegedly altering client records before they transferred customer accounts to Ameriprise Financial.John McCallion and Tricia Macaluso altered telephone numbers in the company’s computer system in order to hinder his clientele before leaving Ameriprise. [read post]
29 Jul 2015, 8:19 am
After a nearly three-year battle, the public customers in a FINRA arbitration against Morgan Stanley and other respondents emerge victorious. [read post]
11 Mar 2008, 4:37 am
Mack stood before his board and shareholders at Morgan Stanley's 2007 annual meeting and struck an aggressive tone. [read post]
18 Dec 2006, 2:20 pm
The National Association of Securities Dealers earlier today said it has charged Morgan Stanley with routinely failing to provide pre-Sept. 11, 2001, emails to arbitration claimants and regulators. [read post]
4 Nov 2014, 8:52 am
The Purchase Price Letter did not explicitly provide for any payment to be made by Morgan Stanley to Tael in respect of the Payment Premium. [read post]
24 Apr 2007, 6:32 am
Morgan Stanley set up a $46 million pool to settle a sex-discrimination lawsuit and said it would enact new policies to help women succeed as financial advisers. [read post]
1 Mar 2007, 11:25 am
The individuals charged include a Morgan Stanley lawyer and her husband, an institutional client manager in the equity research department UBS AG’s securities unit, registered representatives in the securities businesses of Bear Stearns Cos. and Bank of America Corp. and several hedge fund employees. [read post]
23 Aug 2019, 2:07 am
The aunt didn't complain to Morgan Stanley -- only her nephew did. [read post]
12 Apr 2019, 5:19 am
There's only one problem with Morgan Stanley's termination and lawsuit. [read post]
1 May 2023, 3:49 am
LLC,MORGAN STANLEY SMITH BARNEY LLC, AND MORGAN STANLEY, Defendants. [read post]
23 Jul 2020, 6:50 am
Sloane “vehemently denies allegations by Morgan Stanley,” according to his broker report. [read post]
20 Dec 2006, 2:19 am
Morgan Stanley certainly screwed up email storage and retrieval. [read post]
12 Apr 2012, 2:00 pm
Morgan Stanley had bought Saxon for $706 million during the housing bubble. [read post]
27 May 2009, 5:25 am
In Morgan Stanley Altabridge Ltd. v. [read post]
15 Aug 2016, 12:11 pm
On August 11, 2016, the First Department of the Appellate Division of the Supreme Court of the State of New York affirmed a trial court ruling that investor-plaintiff IKB International to proceed with claims that RMBS sponsor and underwriter Morgan Stanley knowingly misrepresented loans’ credit quality and characteristics. [read post]
