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24 Oct 2013, 9:00 am
He then brought his suit for whistleblower retaliation, asserting that although Siemens is a German company, it has listed American depository receipts on the New York Stock Exchange. [read post]
29 Jan 2016, 11:54 am
By Matthew Garza, J.D.The SEC has ordered a New York investment adviser and its Toronto-based manager to return $2.877 million to investors after finding that the manager lied about the performance of the fund and deviated from the fund’s established strategy by plowing most of investor funds into a single penny stock. [read post]
21 Mar 2011, 12:34 pm
Just as the SPAC market was shutting in 2008, the New York Stock Exchange (NYSE) and NASDAQ proposed rule changes to allow SPACs on those exchanges. [read post]
3 Apr 2009, 8:55 am
Corporate groups, such as the Business Roundtable and the Society of Corporate Secretaries & Governance Professionals, also assert that the New York Stock Exchange's rule change could disenfranchise retail investors and make it more difficult for smaller companies to meet quorum requirements. [read post]
31 Jul 2013, 6:17 am
On July 11, 2013, the Securities and Exchange Commission published a proposal by the New York Stock Exchange to amend Section 312.07 of the Listed Company Manual, which became effective immediately. [read post]
18 Feb 2014, 2:38 pm
I am originally from New York City. [read post]
24 Sep 2008, 10:53 am
As we reported yesterday, New York State, determined to take the lead in the regulation of CDS contracts, announced that it would regulate certain CDS contracts as insurance. [read post]
19 Oct 2020, 2:56 pm
The litigation finance giant used the opportunity to put forth its latest research report showing a steadily growing appetite for funding across the legal industry. [read post]
3 Jul 2007, 7:36 pm
The announcement was made before the New York Stock Exchange's conference on deals and deal-making, hosted by the Wall Street Journal. [read post]
12 Feb 2016, 11:29 am
Harman is listed on the New York Stock Exchange (symbol HAR). [read post]
6 Feb 2019, 7:26 am
The video largely retraces the text of the senators’ joint Op-Ed piece that appeared this past weekend in The New York Times. [read post]
12 Apr 2018, 9:47 pm
Soon things turned negative, with the fast food giant closing out the day on the New York Stock Exchange at $1.72 less per share that at the opening bell. [read post]
9 Feb 2018, 3:32 am
And the next week, my wife and I decided that New York was going to get ugly, which it did. [read post]
9 Oct 2017, 5:46 pm
Marcus Ryu, a self-described Silicon Valley entrepreneur who created, with others, a company now worth $5 billion on the New York Stock Exchange, argues in today's Op-Ed section of the New York Times that "Tax Cuts Won't Create Jobs", NY Times (Oct. 9, 2017), at A23 (the title in the digital edition is different from the print title: Why Corporate Tax Cuts Won't Create Jobs). [read post]
31 May 2016, 10:12 am
The Southern District of New York recently provided much-needed guidance on the issue. [read post]
12 Jan 2011, 2:23 pm
But in more recent news, federal prosecutors in New York are aggressively pushing the definition of insider trading, and are sending investigators into a legal gray area that the Securities Exchange Act of 1934 and the Insider Trading Sanctions Act of 1984 have spelled out and left for interpretation. [read post]
1 Mar 2016, 11:40 am
The validity of the employee choice doctrine was recently affirmed by a New York State court applying Delaware law. [read post]
5 Aug 2007, 7:30 am
Ameritrade later stated that it routes such orders only to the American Stock Exchange (Amex), and never to the Chicago Board Options Exchange or the Philadelphia Stock Exchange where the options were also listed. [read post]
15 Sep 2009, 10:55 am
On Monday, September 14, the one-year anniversary of the collapse of Lehman Brothers, a crowd assembled at Wall Street's Federal Hall - steps away from the New York Stock Exchange - to hear President Obama speak on the necessity of comprehensive regulatory reform. [read post]
1 Dec 2022, 10:28 am
Call New York Securities Lawyers at 212-509-6544. [read post]
