Search for: "New York Stock Exchange"
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1 Apr 2020, 8:13 am
Enlarge / T-Mobile CEO John Legere waves during an interview on the floor of the New York Stock Exchange on Monday, April 30, 2018. [read post]
27 Mar 2020, 3:00 am
Democratic Convention Planners Look at Contingency Options New York Times – Reid Epstein | Published: 3/23/2020 Planners for the Democratic National Convention are looking at “contingency options” in case the mid-July gathering in Milwaukee cannot take place because of the coronavirus, officials said for the first time. [read post]
26 Mar 2020, 1:42 pm
Action was taken by FINRA, the NASDAQ Stock Market, the New York Stock Exchange, Cboe Global Markets, and certain of their various affiliated Exchanges. [read post]
24 Mar 2020, 7:30 am
An article on a website marketed to African Americans asserted that 200 people were in “critical condition” in New York City—all from eating turkeys from Koch’s Family Farm. [read post]
23 Mar 2020, 3:00 am
” Although the executive order suspends certain aspects of the meeting notice requirements under Section 605(a) of the NYBCL relating to a physical meeting location, companies incorporated in New York remain subject to all applicable shareholder notification and disclosure requirements under their governance documents, federal securities laws and stock exchange listing rules. [read post]
21 Mar 2020, 3:11 pm
Securities and Exchange Commission noticed for immediate effectiveness a proposed rule filing submitted by New York Stock Exchange LLC (NYSE) to facilitate electronic auctions in light of its decision to temporarily close its New York trading…Read the Full Press ReleaseHave a securities law question? [read post]
20 Mar 2020, 5:00 am
Vance concerns whether a New York grand jury can issue a subpoena to Mazars USA (Trump’s accounting firm) that would require Mazars to turn over Trump’s financial records as part of an investigation into possible violations of New York criminal law by several organizations and individuals. [read post]
16 Mar 2020, 1:54 pm
In two well-reasoned opinions, state court judges in Connecticut and New York held that the PSLRA discovery stay applies in 1933 Act cases in state court. [read post]
12 Mar 2020, 10:22 am
In New Rochelle, New York, officials set up a one mile “containment zone” within which residents were asked to remain home. [read post]
10 Mar 2020, 9:11 am
March 9 saw the worst stock market drop in more than a decade. [read post]
9 Mar 2020, 2:48 pm
Corporate seals are considered relics in California and New York. [read post]
4 Mar 2020, 2:18 pm
The Court’s decision made it clear to foreign issuers that companies could actively subject themselves to liability under the US securities laws by listing ADRs on a US exchange (e.g., the New York Stock Exchange and the Nasdaq Stock Market). [read post]
4 Mar 2020, 3:56 am
In an op-ed for The New York Times, Jane Manners and Lev Menand urge the court to “remember our country’s long tradition of independent administration and reject arguments that would water it down. [read post]
3 Mar 2020, 3:40 am
” At Reason, Damon Root writes that in a statement respecting denial of cert in the bump-stock case, Guedes v. [read post]
1 Mar 2020, 7:20 am
You can expect to see infections in the Pacific Northwest (Seattle and Portland); Chicago and Milwaukee; New York and Boston. [read post]
28 Feb 2020, 10:37 am
” The Court concluded that “[i]n this way the market price of the stock would be bid up or down to reflect” the new information “as interpreted by the securities analysts. [read post]
26 Feb 2020, 3:00 am
DFS: New York’s New Regulatory King Kong? [read post]
23 Feb 2020, 4:17 am
Going to jail AND having a billion dollar shareholder suit AND having to recast your earnings while you watch your stock tank. [read post]
22 Feb 2020, 7:48 am
IPP is easily the largest marijuana-focused REIT, and has been for some time, starting back with it became the first cannabis-focused company to trade on the New York Stock Exchange in 2016. [read post]
18 Feb 2020, 6:15 pm
Collins, 409 F.Supp.3d 228 (S.D.N.Y. 2019), former United States Representative Chris Collins (“Collins”), a New York Republican, plead guilty to conspiracy to commit securities fraud and lying to federal investigators. [read post]
