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22 Nov 2010, 8:25 am
New Advisers Act Section 203(l) provides an exemption from registration with the SEC to those groups who only advise “venture capital funds,” without regard to the number of such funds advised by the adviser or the size of such funds. [read post]
20 Jan 2013, 7:29 pm
Cuba is seeking to develop a four part economic model--(1) public and state managed operation of most productive capital through traditional state owned corporations, (2) private markets limited to the production and delivery of consumer goods and services through cooperatives and sole proprietorships, (3) national markets of state and private sector enterprises managed through state organs, and (4) regional economic development operated on the basis of state to state operations… [read post]
20 Oct 2019, 1:59 am
Indeed, “the registration requirement is “[a] statutory condition” under which a plaintiff must obtain registration of a copyright in a work “before filing a lawsuit” based on infringement of that work. [read post]
4 Jan 2016, 11:31 pm
Greater State Regulation of Nonprofits State regulators will be more assertive in enforcing registration requirements for charities and professional fundraisers. [read post]
10 Apr 2012, 3:01 pm
While a private offering is not nearly as expensive as public offering, the fees for the creation of a Private Placement Memorandum (PPM) can easily exceed $25,000, which is not an insignificant expense for a small entrepreneur. [read post]
24 Mar 2011, 4:45 pm
Webinar registration Jacksonville, Florida, March 31 6:00 – 8:00 pm Topic: Estate and Financial Planning for Chronic Illness—Keeping Your Practice Thriving After the 2010 Tax Act For more information, click here. [read post]
19 Jan 2018, 5:00 am
EFF recommended that the Court consider six factors before issuing an order against a non-party online intermediary: (1) whether the order would offend another (relevant) State’s core values; (2) whether the plaintiff made a strong prima facie case on the underlying claim; (3) whether the defendant is causing substantial irreparable harm; (4) whether the order is narrowly tailored to address that harm; (5) whether the order is technically feasible and effective; and (6) whether the… [read post]
23 Sep 2013, 8:47 am
Securities Registration and Exemptions As background, federal law requires all sales of securities to either be registered with the SEC or qualify for an exemption from registration. [read post]
3 Nov 2010, 1:47 pm
These works are as follows:repairing fences, roofs, surfaces or terraces if their form is not changed;replacement and repair of floors, internal and external joinery items, if the shape and size of apertures is retained;internal finishing works;external finishing works in case the elements of the facade and the colour are not changed;replacement or repair of furnaces, structures, systems, technical and sanitary equipment and devices inside the building;repair or… [read post]
25 May 2023, 9:05 pm
Insights from private company filings reveal a strong linkage between SEC comment letter sentiment and eventual registration approval. [read post]
4 Mar 2013, 1:46 pm
6. [read post]
3 Jul 2023, 8:55 am
As the 2023 Fraud Report at 6 reveals: In 2022, DWD completed 22,012 work search audits. [read post]
2 Jun 2010, 5:23 pm
. **** June 1 Sponsor: WBR (World Business Research) Event: TradeTech India 2010 Location: Mumbai, India June 1 Sponsor: Infovest 21 Event: Preparing for Impending Regulatory Changes Location: New York, New York June 2 Sponsor: FTF (Financial Technologies Forum, LLC) Event: Understanding Portfolio Management & Trading Location: New York, New York June 2 Sponsor: HedgeWorld Event: CTA 2010: Managed Futures and Commodities Investing presented by HedgeWorld Location: Chicago, Illinois … [read post]
25 Sep 2008, 1:43 pm
The Commission has both public body and private body characteristics. [read post]
26 Jul 2023, 9:01 pm
”[6] “[A]ny new disclosure requirements [need only] be ‘necessary or appropriate in the public interest or for the protection of investors. [read post]
28 Apr 2022, 9:01 pm
The private markets are growing, with more companies remaining private for longer, while enjoying more access to private capital than at any time in recent memory.[5] I look forward to the panel, and to the future discussions and research that the panel may generate. [read post]
14 Mar 2024, 9:08 am
The SEC Rule On March 6, 2024, the SEC adopted the final SEC Rule which will require public companies to include certain climate-related disclosures in registration statements and annual reports. [read post]
20 Feb 2024, 6:00 am
(Art. 30, paras. 5, 6.) [read post]
11 Aug 2024, 9:01 pm
Securities and Exchange Commission on March 6, 2024 incorporates traditional notions of materiality as a basis for most elements of the required disclosures. [read post]
12 Jun 2016, 1:18 pm
CLAIRE CUTLER, Locating Private Transnational Authority and New Constitutional Governance in the Global Political EconomyADELLE BLACKETT, Transnational Law and Social JusticeCHRISTOPHER WHYTOCK, Transnational Law and the Global Legal SystemRALF MICHAELS, Transnational Conflicts19:00 Speaker DinnerSaturday 2 July 2016Transnational Imaginaries: Actors, Norms, Processes Sixty Years After Jessup’s Storrs Lectures9:00 Coffee & Croissants9:30 PANEL 5: ACTORSFLORIAN GRISEL,… [read post]
