Search for: "Securities Investor Protection Corporation"
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22 Apr 2022, 5:33 am
Securities and Exchange Commission, on Tuesday, April 19, 2022 Tags: Disclosure, Institutional Investors, Investor protection, Private equity, Private firms, Public firms, SEC, Securities regulation The DCF Valuation Methodology is Untestable Posted by J.B. [read post]
21 Apr 2022, 9:01 pm
On March 21, 2022, the Securities and Exchange Commission proposed, in a 510-page release, climate-related disclosure rules for public companies. [read post]
20 Apr 2022, 9:05 pm
” However, the CFTC does not have an investor protection mandate, which is one reason for its permissive approach to digital assets, and the agency is chronically underfunded. [read post]
20 Apr 2022, 5:01 am
While the documentary did not explicitly name Ant Group, it was the only external corporate investor in one of the implicated companies, according to public records. [read post]
19 Apr 2022, 4:14 pm
The Complaint Fails to State a Claim Under Section 10(b) Because Twitter’s Statements Are Not False or Materially Misleading.Section 10(b) of the Exchange Act makes it unlawful:To use or employ, in connection with the purchase or sale of any security registered on a national securities exchange . . . any manipulative or deceptive device or contrivance in contravention of such rules and regulations as the SEC may prescribe as necessary or appropriate in the public interest or… [read post]
19 Apr 2022, 10:11 am
(CRD#:21786) of Hauppauge, NY, Newbridge Securities Corporation (CRD#:104065) of Farmingdale, NY, and Securities Service Network, Inc. [read post]
19 Apr 2022, 7:21 am
The White Law Group is a national securities fraud, securities arbitration, and investor protection law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
16 Apr 2022, 8:06 am
Maybe investors in the airline bond were being smart and protecting themselves against the future possibility of an aggressive restructuring? [read post]
15 Apr 2022, 5:29 am
Fisch (University of Pennsylvania), on Friday, April 8, 2022 Tags: Behavioral finance, Consumer protection, Financial technology, Innovation, Investor protection, Retail investors, Securities regulation, Social media, Social networks SEC Proposes Climate Disclosure Regime Posted by Joseph A. [read post]
15 Apr 2022, 5:29 am
Fisch (University of Pennsylvania), on Friday, April 8, 2022 Tags: Behavioral finance, Consumer protection, Financial technology, Innovation, Investor protection, Retail investors, Securities regulation, Social media, Social networks SEC Proposes Climate Disclosure Regime Posted by Joseph A. [read post]
14 Apr 2022, 11:26 am
Hansen will pay $97,523 for violating a SEC whistleblower protection rule. [read post]
12 Apr 2022, 1:34 pm
First, recent and well-publicized events involving Twitter prove that the social media platform may not serve as a valid disclosure tool used to disseminate public company communications that may be relied upon by: Wall Street analysts that determine enterprise value; Institutional investors that analyze public equity investments; Public company accountants that audit financial statements; Credit rating agencies that rate corporate debt; or Insurance carriers that… [read post]
12 Apr 2022, 12:25 pm
A wallet secured with a face or other biometric adds speed and security to the authentication step. [read post]
11 Apr 2022, 9:01 pm
For example, Section 160 of the Delaware General Corporation Law prohibits a corporation from purchasing its shares of capital stock when the purchase “would cause any impairment of the capital of the corporation”;4 its organizational documents, including its certificate of incorporation and bylaws; any agreements that may restrict or limit its ability to repurchase its securities. [read post]
11 Apr 2022, 7:40 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
10 Apr 2022, 9:01 pm
Climate-related disclosures within registration statements, including information filed in annual reports and incorporated by reference, will also be subject to liability provisions under the Securities Act of 1933 and will not be afforded protections under the forward-looking safe harbors pursuant to the Private Securities Litigation Reform Act. [read post]
9 Apr 2022, 3:01 am
The Trump Corporation Class Action A group of anonymous plaintiffs have filed a class action against the Trump family and their business, alleging that the Trumps used their brand to scam investors into paying for worthless business opportunities. [read post]
8 Apr 2022, 11:59 am
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Seattle, Washington. [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Friday, April 1, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles The SEC’s Proposed New Short Disclosure/Sale Requirements Posted by Kevin J. [read post]
8 Apr 2022, 5:50 am
Securities and Exchange Commission, on Friday, April 1, 2022 Tags: Capital formation, Investor protection, IPOs, LLCs, Mergers & acquisitions, SEC, Securities regulation, SPACs, Special purpose vehicles The SEC’s Proposed New Short Disclosure/Sale Requirements Posted by Kevin J. [read post]
