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28 Nov 2011, 7:37 am by admin
  The resulting market selection will increase the stakeholder votes unwilling to extend-and-pretend, and more willing to force the fallout. [read post]
27 Nov 2011, 11:49 am by James Hamilton
The issuer’s control procedures required a third group to investigate and resolve differences between the price verifier’s and the trader’s prices that were in excess of established thresholds.For control and substantive testing, the audit firm selected the issuer’s portfolios that it considered to be significant. [read post]
11 Nov 2011, 1:00 am by Stefanie Levine
Patent No. 7,804,426 entitled SYSTEM AND METHOD FOR SELECTIVE REVIEW OF EVENT DATA and owned by DriveCam. [read post]
11 Nov 2011, 1:00 am by Stefanie Levine
Patent No. 7,804,426 entitled SYSTEM AND METHOD FOR SELECTIVE REVIEW OF EVENT DATA and owned by DriveCam. [read post]
10 Nov 2011, 10:45 am by Stikeman Elliott LLP
Compliance-related deficiencies During the course of the year, the OSC also conducted compliance reviews of selected registered firms to assess compliance with Ontario securities laws. [read post]
18 Oct 2011, 2:10 pm by Jenna Greene
The plan calls for mortgage servicers (who contract with Fannie or Freddie to collect the monthly mortgage payments on their portfolio of loans) to “select qualified law firms that meet certain minimum, uniform criteria” rather than only being allowed to hire in-network firms, according to FHFA. [read post]
10 Oct 2011, 11:21 am by Sarah Kovit
Further, placement agents are exempt from local requirements if the external manager is participating in a competitive bidding process, such as a request for proposal, or has been selected through a competitive bidding process and is providing services pursuant to a contract executed as a result of that bidding process, or when the external manager, if selected through competitive bidding, has agreed to a fiduciary standard of care for the contract. [read post]
5 Oct 2011, 2:26 am by Hedge Fund Lawyer
As with any due diligence inquiry, there are a number of other questions and inquiries a manager should undertake when selecting a risk based managed account capital provider. [read post]
20 Sep 2011, 4:02 pm
The financial firm said it made a mistake when it stated that ACA Management LLC “selected” the reference portfolio and did not note the role that Paulson & Co. played or that the latter’s “economic interests” were not in line with that of investors. [read post]
19 Sep 2011, 7:09 am by First Round Capital
 But going forward, Crunchster will continue to run the best tech blogging service ever, throughout the United States. [read post]
15 Sep 2011, 4:26 am by Pallavi
Market selection Another common and costly area of confusion relates to  market selection. [read post]
15 Sep 2011, 4:26 am by Pallavi
Market selection Another common and costly area of confusion relates to  market selection. [read post]
14 Sep 2011, 11:33 am by Erik J. Heels
none 6 Amazon.com: Online Shopping for Electronics, Apparel, Computers, Books, DVDs & more none Online shopping from the earth's biggest selection of books, magazines, music, DVDs, videos, electronics, computers, software, apparel & accessories, shoes, jewelry, tools & hardware, housewares, furniture, sporting goods, beauty & personal care, broadband & dsl, gourmet food & just about anything else. [read post]
7 Sep 2011, 1:23 am by Kevin LaCroix
Individual directors and officers typically covered (depending on policy wording) for both informal inquiries and requests for information, and civil, criminal, administrative or regulatory investigations commenced by either the issuance of a Target Letter or Wells Notice, or after the service of a subpoena. [read post]
23 Aug 2011, 2:00 am by Kara OBrien
See Select Sector SPDR Trust, No-Action Letter (publicly available May 6, 1999), and PDR Services Corporation, No-Action Letter (publicly available December 14, 1998). [read post]
19 Aug 2011, 5:00 am by Doug Cornelius
If a fund does not have an internal capability for valuing illiquid assets, the SEC expects it to obtain pricing or valuation services from an outside administrator or other service provider. [read post]
15 Aug 2011, 12:30 pm by Lucas A. Ferrara, Esq.
Department of Health and Human Services. [read post]
10 Aug 2011, 5:30 pm
U.S. law prohibits such, which is why the courts selectively kill patents deemed detrimental to corporate interests. [read post]
4 Aug 2011, 5:52 pm
In December, they made a forbearance agreement with Select Portfolio Servicing, the authorized agent of Greenwich, which held the loan, agreeing to pay more than $42,000 in arrears over the next ten months. [read post]
1 Aug 2011, 5:41 am by Badrinath Srinivasan
This question has enormous implications for any investors, employees, and service providers of failed schemes who have arbitration agreements with the entities in receivership and are added as defendants by a receiver: if the supervising court allows the receiver to stand in place of creditors, with whom the defendants have no arbitration agreement, then the defendants will not be able to arbitrate their claims and will instead be subject to summary proceedings as a group — an outcome… [read post]