Search for: "Staff"
Results 761 - 780
of 102,865
Sorted by Relevance
|
Sort by Date
30 Mar 2021, 12:19 pm
The staff also observed that weak policies or implementation led to firms’ ultimate failure to file SARs. [read post]
8 Jul 2024, 11:00 am
Staff members, including Mr. [read post]
15 Jun 2011, 6:07 am
Of those, about half (57%) the time staff counsel for claims “reported structurally through the chief claims... [read post]
21 Apr 2015, 7:12 pm
Given that, OCIE and FINRA staff are keenly focused on issues related to senior investors and regard compliance with laws, rules, and regulations applicable to senior investors to be a high regulatory priority. [read post]
15 Dec 2022, 8:33 am
[December 13, 2022] The staff's position seems to be nonsensical - if there is "extensive, detailed disclosure" how could investors possibly be misled? [read post]
13 Oct 2014, 4:07 am
As noted in this blog by Steve Quinlivan, the SEC Staff announced two items last week that will make it harder to sell unregistered securities. [read post]
8 Apr 2011, 1:04 pm
Of the 1,323 full-time staff employed in the D.C. courts system, D.C. [read post]
19 Oct 2021, 6:27 am
Roisman and do not necessarily reflect those of the Securities and Exchange Commission or its staff. [read post]
10 May 2024, 9:54 am
A letter addressed to former City Manager Kristine Ridge lays out concerns raised by staff, accusing Hernandez of attending planning meetings without an invitation from staff, of confronting staff members about their “lack of cultural competency” and soliciting donations, among other things. [read post]
20 Jun 2018, 7:10 pm
Steven Aftergood – Secrecy News Blog: “Military planners should not anticipate that the United States will ever dominate cyberspace, the Joint Chiefs of Staff said in a new doctrinal publication. [read post]
17 Sep 2011, 7:52 pm
Yesterday's Air Force Times reports on a Sept. 1 Memorandum (full text) issued by Air Force Chief of Staff Gen. [read post]
20 Feb 2024, 8:49 am
For example, a resident at an Iowa nursing home died after staff failed to change her depleted oxygen tank. [read post]
29 Feb 2024, 12:45 pm
For example, a resident at an Iowa nursing home died after staff failed to change her depleted oxygen tank. [read post]
20 Sep 2021, 6:29 am
The post ‘Nursing Is in Crisis’: Staff Shortages Put Patients at Risk first appeared on Kraft Elder Law. [read post]
20 Aug 2019, 1:32 pm
The post Innocence Project Staff Achieve “Most Downloaded Article in Forensic Science International” Status appeared first on Innocence Project. [read post]
1 Aug 2018, 3:24 pm
The post Innocence Project Staff Attend VICE Documentary Screening and Panel Discussion about Youth and Community Policing appeared first on Innocence Project. [read post]
5 Jun 2017, 5:46 am
In some cases, however, we have nursing home staff that is trying to do the right thing, but this is not always the case. [read post]
17 Oct 2014, 4:54 pm
The NRC staff published Volume 1 (General Information) of the safety evaluation report in August 2010. [read post]
15 Nov 2011, 3:11 pm
Legal Times reports that the CFPB announced today its picks for several senior leadership jobs, including the promotion of principal deputy general counsel Meredith Fuchs to the agency's chief of staff. [read post]
26 Apr 2021, 6:36 am
The post Study: High Staff Turnover at U.S. [read post]
