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6 Aug 2009, 1:43 pm
Fidelity Investment has joined Charles Schwab and Morgan Stanley Smith Barney in warning customers about the complexity and risks of Leveraged Exchange Traded Funds (ETFs), reported Daisy Maxey in her article, "Fidelity the Latest to Caution on ETFs," published in the August 4 Wall Street Journal. [read post]
4 Aug 2009, 7:00 am
Firms that have not been subpoenaed, such as Charles Schwab and Morgan Stanley Smith Barney, are sounding cautionary notes, warning of the intricacies of these products, but still selling them to retail investors. [read post]
3 Aug 2009, 8:12 am
Morgan Stanley Smith Barney says its sales of leveraged and inverse ETFs is "under review. [read post]
31 Jul 2009, 11:49 am
But Judge Stanley Burnton said in a 41-page opinion Friday that extradition was “a lawful and proportionate response to his offending,” according to the AP. [read post]
31 Jul 2009, 8:00 am
This is hogwash, and it is more than disappointing that the DEC didn't kick the City to the curb for such transparent word-smithing. [read post]
3 Jul 2009, 11:11 am
" Many anticipate that additional Smith Barney brokers will leave as the dust starts settling from the Morgan Stanley/Smith Barney joint venture. [read post]
1 Jul 2009, 8:37 am
A woman talked of watching Stanley "Tookie" Williams writhe in a botched 2005 execution. [read post]
12 Jun 2009, 9:43 am
" Will Morgan Stanley Smith Barney really be any different than just Morgan Stanley or Smith Barney? [read post]
1 Jun 2009, 7:49 am
The joint venture between Morgan Stanley and Smith Barney closed today, creating a massive brokerage firm with over 18,000 financial advisors and 1,000 branch offices.According to press reports, the joint venture will handle each firm's retail operations, which each firm's institutional business will remain separate, although institutional will execute is orders through the joint venture.What remains to be seen is the effect of the joint venture, if any, on existing… [read post]
12 May 2009, 8:38 am
Arenzo Smith, Defendant-Appellant.2009 WL 1289108(N.Y.A.D. 1 Dept. [read post]
12 May 2009, 6:23 am
Morgan Stanley merged with Dean Witter. [read post]
30 Apr 2009, 4:44 am
Mack, speaking at the investment banking giant's annual meeting Wednesday, said the Smith Barney deal, which will give Morgan Stanley a controlling stake in what [...] [read post]
13 Apr 2009, 7:31 pm
Over at the NYT's Think Again blog Stanley Fish has a post on the Obama Administration's contemplated reversal of the so-called conscience clause, which allows medical professionals to refuse to provide otherwise legal procedure when they have religious objections. [read post]
4 Apr 2009, 7:12 am
Smith, Redd and Stanley Mitchell, a 22-year public works employee, filed a racial discrimination and harassment lawsuit against Kennesaw on March 9, 2009. [read post]
3 Apr 2009, 5:10 am
Smith, 50, Microsoft Corp.Mark Stachiw, 47, MetroPCS Communications Inc.Deirdre Stanley, 44, Thomson Reuters Corp.Laura Stein, 47, Clorox Co.Henry "Hank" Udow, 51, Cadbury PLCWilliam A. [read post]
20 Mar 2009, 5:50 am
Four men, Thomas Gladich, Richard Greer, Ronald Keine and Clarence Smith, were sentenced to die for crimes they did not commit and later exonerated, while only one person has been executed there since reinstatement of the death penalty in 1977. [read post]
10 Mar 2009, 9:34 am
Smith Barney bleeds as it prepares for merger with Morgan Stanley according to InvestmentNews magazine. [read post]
27 Feb 2009, 12:06 pm
According to Shepherd Smith Edwards and Kantas, LLP Founder and Stockbroker Fraud Attorney William Shephard, however, the following Morgan Stanley case is "one of many cases filed in court which would have likely not been dismissed in securities arbitration. [read post]
20 Feb 2009, 5:57 pm
Morgan Stanley wants to make sure it keeps the best-performing brokers after it forms a joint-venture brokerage firm with Citigroup's Smith Barney unit, so it plans to pay them a total of $2 billion to $3 billion to encourage them to stay with firm for up to nine years. [read post]
13 Feb 2009, 11:00 am
Heras Development Lior Politi Brokerage - Residential Gina Taylor Brokerage - Residential jon varnedoe Brokerage - Residential M Guttman Emily Stein Brokerage - Residential david frankel Student / Professor RONALD SMITH Lending - Residential SYLVIA BANKS Investor / Owner Milton Elbogen Brokerage - Residential Sean Cohane Brokerage - Commercial / Investment Sales Josh Cohane Development Alwari Architects Architecture Terrence Harding, VP … [read post]
