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22 Oct 2016, 1:00 am
Over the past two weeks, the Office of the Comptroller of the Currency (“OCC”) has taken two important steps potentially towards the chartering of national trust or special purpose banks focused on FinTech businesses. [read post]
12 Oct 2016, 12:47 pm
” This observation contradicts the common understanding, shared by the Office of the Comptroller of the Currency (OCC) itself, of the OCC as an independent agency (although the OCC is technically a bureau of the U.S. [read post]
10 Oct 2016, 9:29 am
On October 5, 2016, the Office of the Comptroller of the Currency (the “OCC”) issued risk management guidance that addresses periodic reevaluations of risks associated with foreign correspondent banking accounts. [read post]
10 Oct 2016, 9:24 am
On October 3, 2016, the Office of the Comptroller of the Currency proposed a rule to enhance the resilience of federally chartered and licensed financial institutions. [read post]
10 Oct 2016, 9:22 am
On September 29, 2016, the Office of the Comptroller of the Currency (the “OCC”) published final guidelines establishing enforceable standards for recovery planning. [read post]
5 Oct 2016, 9:30 pm
For example, the report points out that four different agencies—the Office of the Comptroller of the Currency (OCC), the Federal Reserve, the Federal Deposit Insurance Corporation (FDIC), and the National Credit Union Administration (NCUA)—monitor the safety and soundness of depository institutions. [read post]
27 Sep 2016, 6:33 am
On September 8, 2016, the Board of Governors of the Federal Reserve System (Federal Reserve), the Federal Deposit Insurance Corporation (FDIC), and the Office of the Comptroller of the Currency (OCC) issued the joint report (Report) on bank activities and investments required by Section 620 of the Dodd-Frank Act. [read post]
19 Sep 2016, 11:24 am
The financial services industry, in particular, has seen a proliferation of rules and guidance from regulators like the Security and Exchange Commission (SEC), the Federal Financial Institutions Examination Council (FFIEC) (which informs both the Office of the Comptroller Currency (OCC) and the Federal Reserve Bank’s oversight), and the Commodity Futures Trading Commission (CFTC). [read post]
19 Sep 2016, 11:20 am
On September 13, 2016, Comptroller of the Currency Thomas J. [read post]
19 Sep 2016, 10:00 am
Wells Fargo will also pay another $85 million in penalties to the Office of the Comptroller of the Currency and the City of Los Angeles. [read post]
12 Sep 2016, 12:46 pm
On September 8, 2016, the Board of Governors of the Federal Reserve System, Federal Deposit Insurance Corporation (FDIC) and Office of the Comptroller of the Currency (OCC) released a report detailing activities and investments that banking entities may engage in under state and federal law. [read post]
9 Sep 2016, 10:52 am
The SEC appreciates the assistance of the Office of the Comptroller of the Currency and the Oklahoma Department of Securities.SEC Press Release--- If you need help with a securities litigation, arbitration or litigation issue, email Mark Astarita or call 212-509-6544 to speak to a securities lawyer. [read post]
8 Sep 2016, 7:36 am
The Office of the Comptroller of the Currency recently published “Commercial Lending in Indian Country: Potential Opportunities in a Growing Market. [read post]
6 Sep 2016, 8:57 am
Just last month, however, a Frequently Asked Questions (“FAQs”) on the Final Standards was issued by the Board of Governors Reserve System, Federal Deposit Insurance Corporation and Office of the Comptroller of the Currency. [read post]
6 Sep 2016, 8:57 am
Just last month, however, a Frequently Asked Questions (“FAQs”) on the Final Standards was issued by the Board of Governors Reserve System, Federal Deposit Insurance Corporation and Office of the Comptroller of the Currency. [read post]
5 Sep 2016, 8:07 am
In the absence of a Missouri law provision that entitles the funeral home to the trust income, a nationally chartered fiduciary is bound by the Office of the Comptroller of the Currency rules governing common trust funds. [read post]
29 Aug 2016, 4:39 am
The CFPB’s announcement stated that its enforcement action was conducted in coordination with the Office of the Comptroller of the Currency (OCC), which entered into a separate consent order with the bank. [read post]
8 Aug 2016, 10:29 am
On August 1, 2016, the Board of Governors of the Federal Reserve System, the Office of the Comptroller of the Currency, the Federal Deposit Insurance Corporation, the Federal Housing Finance Agency and the Farm Credit Administration announced a final rule that contains certain exemptions for “certain commercial and financial end users from margin requirements for certain swaps not cleared through a clearinghouse. [read post]
4 Aug 2016, 3:43 pm
Both the Office of Comptroller of Currency and the Federal Reserve Board have proposed corresponding proposed rules. [read post]
2 Aug 2016, 4:03 pm
A list of Frequently Asked Questions and Answers is attached and also is available on the websites of the Federal Reserve Board, the Federal Deposit Insurance Corporation, and the Office of the Comptroller of the Currency. [read post]
