Search for: "U.S. Commodity Futures Trading Commission"
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13 Jan 2012, 12:00 am
The Commodities Future Trading Commission (CFTC) adopted a rule to protect the money of investors in swaps. [read post]
13 Jan 2010, 12:37 pm
—The Commodity Futures Trading Commission filed 31 civil actions in Ponzi cases this year, more than twice the 2008 amount. [read post]
13 Jan 2010, 12:37 pm
—The Commodity Futures Trading Commission filed 31 civil actions in Ponzi cases this year, more than twice the 2008 amount. [read post]
12 May 2012, 5:12 am
The broad scope of new regulation under Dodd-Frank, issued by agencies including the SEC, Commodity Futures Trading Commission (CFTC) and others, will result in fundamental changes across the financial industry. [read post]
25 Apr 2011, 8:22 am
Further, the report reiterated the FTC's position that federal gasoline price gouging legislation, in addition to being difficult to enforce, could cause more problems for consumers than it solves, and that competitive market forces should be allowed to determine the price of gasoline drivers pay at the pump.A separate study in 2008 by the Commodity Futures Trading Commission found that financial trading had not driven price moves in the oil market. [read post]
3 Apr 2023, 9:01 pm
The Proposal generally retains the definition of a “qualified custodian” and includes registered broker-dealers, regulated banks and savings associations, registered futures commission merchants and certain foreign financial institutions (FFI). [read post]
15 May 2008, 5:31 am
It exempts from oversight the electronic trading of energy commodities by large traders. [read post]
2 Oct 2009, 6:47 am
One very significant gap in the regulatory structure was the lack of regulation of OTC derivatives, which were largely excluded from the regulatory framework in 2000 by the Commodity Futures Modernization Act. [read post]
6 Jun 2012, 2:56 pm
The Illinois Securities Department assisted in the investigation, as did the Commodity Futures Trading Commission, which filed a civil enforcement lawsuit against Varlesi in March of this year. [read post]
6 Jun 2012, 2:56 pm
The Illinois Securities Department assisted in the investigation, as did the Commodity Futures Trading Commission, which filed a civil enforcement lawsuit against Varlesi in March of this year. [read post]
6 Nov 2011, 12:11 am
The site explains: The IEM has received two no-action-letters from the Division of Trading and Markets of the Commodity Futures Trading Commission. [read post]
23 Jul 2012, 10:27 am
Commodity Futures Trading Commission filed suit against it for a $200 million shortfall in client funds. [read post]
23 Oct 2015, 8:58 am
Commodity Futures Trading Commission (CFTC), in a decision involving Coinflip, Inc. d/b/a Derivabit (Coinflip) and its chief executive officer Francisco Riordan, ruled that “[B]itcoin and other virtual currencies are properly defined as commodities. [read post]
15 Apr 2016, 6:03 am
Commodity Futures Trading Commission (CFTC) at all stages of this rulemaking. [read post]
27 Sep 2011, 12:00 am
For example, the Commodity Futures Trading Commission (CFTC) includes 68 regulatory actions in its listing in the Agenda, many of which are being developed pursuant to the Dodd-Frank financial reform law; however, the CFTC does not classify any as economically significant or major. [read post]
16 Jun 2022, 9:05 pm
[Editor’s Note: This post is based on a comment letter submitted to the U.S. [read post]
8 Jan 2020, 2:50 pm
Commodity Futures Trading Commission Three divisions of the U.S. [read post]
2 Apr 2020, 9:03 pm
As a result, there have been times where Vibrio spp. in seafood has disrupted international trade. [read post]
16 Sep 2014, 11:40 am
--Developing a New Course--"Elements of Law"--"Elements of Law" Course 2.0: A Framework Course for the U.S. [read post]
26 Jun 2009, 12:26 pm
The Commodity Exchange Act (CEA) currently provides that funds trading in the futures markets register as Commodity Pool Operators (CPO) and file annual financials with the CFTC. [read post]
