Search for: "Wall Street Financial Corporation"
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4 Sep 2017, 6:00 am
The Wall Street Journal reported (after regular trading hours ended) that Mr. [read post]
1 Sep 2017, 9:52 am
With the consolidation of insurers, as well as Wall Street pressure on insurers, we are seeing some changes in risk appetite, and turnover in insurer personnel including claims examiners which can affect the claims handling and recoverable amount. [read post]
1 Sep 2017, 9:52 am
With the consolidation of insurers, as well as Wall Street pressure on insurers, we are seeing some changes in risk appetite, and turnover in insurer personnel including claims examiners which can affect the claims handling and recoverable amount. [read post]
25 Aug 2017, 12:56 pm
Enter the evil geniuses of Wall Street, who saw a way to take maximum advantage of the sub-prime loan phenomenon. [read post]
25 Aug 2017, 8:51 am
A receiver was appointed to wind down Aequitas and distribute its remaining assets.The Bureau’s complaint alleges that Aequitas violated the Dodd-Frank Wall Street Reform and Consumer Protection Act’s prohibitions against abusive acts and practices by funding and supporting Corinthian’s predatory Genesis loan program. [read post]
23 Aug 2017, 6:09 am
In June, the House passed the Financial CHOICE Act which would repeal many of the governance-related provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (disclosures of CEO pay ratio and hedging policies) and limit the scope of other provisions (clawbacks), prohibit the SEC from mandating the use of universal proxy cards and increase shareholder proposal thresholds. [read post]
18 Aug 2017, 6:16 am
Posted by HLS Forum on Corporate Governance and Financial Regulation, on Friday, August 18, 2017 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of August 11–17, 2017. [read post]
15 Aug 2017, 6:26 am
At the dawn of the Financial Crisis of 2007-09, major investment banks stood as the elite of Wall Street. [read post]
13 Aug 2017, 2:46 pm
For example, A front page November 28, 2012 Wall Street Journal article entitled “Executives’ Good Luck in Trading Own Stock” (here), reports on the newspaper’s analysis of thousands of trades by corporate executives in their company’s stock. [read post]
3 Aug 2017, 1:07 am
Romania Contrary to the stereotype of leftist repudiationism and its own anti-Yankee rhetoric, the Maduro government has scrupulously paid “Wall Street bond lords” while Venezuelan babies starve. [read post]
1 Aug 2017, 2:34 pm
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality, governmental and other highly regulated employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
24 Jul 2017, 1:13 pm
Well-known for her extensive work with health, insurance, financial services, technology, energy, manufacturing, retail, hospitality and governmental employers, her nearly 30 years’ of experience encompasses domestic and international businesses of all types and sizes. [read post]
23 Jul 2017, 3:42 am
As a book capturing the flavor of financial crimes, and doing a particularly good job of explaining them, and distinguishing the petty insider trading stuff that gave Preet his “Sheriff of Wall Street” title, while ignoring crimes of many magnitudes of harm greater, The Chickenshit Club does an excellent job. [read post]
22 Jul 2017, 2:22 pm
The Volcker Rule, enacted as part of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, and its regulations, adopted by five financial regulators in December 2013, generally prohibit banking entities and affiliates from engaging in proprietary trading or sponsoring or acquiring ownership interests in certain private equity funds (“covered funds”). [read post]
21 Jul 2017, 6:30 am
[More…] Fed Nominee Randal Quarles in His Own Words by Ryan Tracy in the Wall Street Journal “In some ways Dodd-Frank was not ambitious enough, and in other ways it was overly ambitious and I think there are lots of ways to refine Dodd-Frank and other forms of regulatory policy in ways that would be beneficial to the economy. [read post]
20 Jul 2017, 11:48 pm
It seems, however, that the events of the last two years indicate that the settlement wasn’t enough to get Wall Street to clean up its act. [read post]
13 Jul 2017, 4:49 am
And then came the Wall Street Journal* to toss a bomb into the mix. [read post]
11 Jul 2017, 11:26 am
Circuit granted the CFPB’s petition for rehearing en banc in PHH Corporation v. [read post]
11 Jul 2017, 11:26 am
Circuit granted the CFPB’s petition for rehearing en banc in PHH Corporation v. [read post]
7 Jul 2017, 1:57 pm
Filed under: compliance, Corporate Compliance, Employment, HR, Human Resources, Internal Investigations, occupational safety, OSHA, Uncategorized [read post]
