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28 Dec 2015, 8:18 am
"The annual examination report summarizes the staff’s findings from the examinations of each NRSRO as required by the 2010 Dodd-Frank Act. [read post]
26 Mar 2014, 5:00 am
The insurer had adequately disclosed staff counsel’s employment by the insurer at the time that staff counsel was engaged to defend the plaintiff. [read post]
10 Dec 2008, 7:04 pm
Let's keep this blog's discussion about law firm staff cuts going and talk about support staff cuts today. [read post]
20 Aug 2021, 6:24 am
The post Biden Administration: Nursing Home Staff Will Be Required to Receive COVID Vaccine to Keep Federal Funding first appeared on Kraft Elder Law. [read post]
1 Jul 2019, 3:03 am
I say “forced” because the Staff is forced to say it. [read post]
22 Apr 2017, 8:21 am
A family in Illinois has filed a wrongful death lawsuit against a nursing home, alleging staff at the center misread her chart and failed to resuscitate her after she was found unconscious. [read post]
7 Sep 2018, 2:00 am
The post Tips for Training Your Staff on Social Media Use at Work appeared first on HR Daily Advisor. [read post]
21 Jun 2011, 2:50 am
Over the last couple of years, the Staff of the Commission's Division of Risk, Strategy and Financial Innovation (Risk Fin) has completed reviews of interactive data financial statement submissions and has published general observations about those reviews. [read post]
7 Sep 2018, 2:00 am
The post Tips for Training Your Staff on Social Media Use at Work appeared first on HR Daily Advisor. [read post]
17 Mar 2016, 6:47 am
Bureau staff did note at the end of the last presentation that they have received many questions that were not addressed during the webinar, and those questions would impact future presentations. [read post]
9 Jul 2024, 3:15 am
The Division staff will review selected beneficial ownership reports to assess compliance with the new, shortened filing deadlines and issue comments as necessary to improve required disclosures. [read post]
11 Aug 2022, 11:38 am
Patrice French has been appointed the Staff Ombuds at TAMU's College of Education and Human Development. [read post]
17 Feb 2011, 7:26 am
’’ The staff also indicated that the vote on say-on-pay frequency, as required by Rule 14a-21, does not have to be in the form of a resolution. [read post]
9 Mar 2018, 5:37 am
In the recent past, the SEC staff has rarely granted no-action relief to permit a company to exclude a proposal under this exemption. [read post]
30 Mar 2021, 12:19 pm
The staff also observed that weak policies or implementation led to firms’ ultimate failure to file SARs. [read post]
15 Feb 2012, 1:21 pm
Many states are however moving to increase the penalties for crimes committed against court staff in the course of their duties. [read post]
8 Jul 2024, 11:00 am
Staff members, including Mr. [read post]
26 Aug 2014, 12:46 pm
In Part 2, I talked about how the views of Chinese staff can negatively impact the foreign company’s China compliance efforts. [read post]
15 Dec 2022, 8:33 am
[December 13, 2022] The staff's position seems to be nonsensical - if there is "extensive, detailed disclosure" how could investors possibly be misled? [read post]
21 Apr 2015, 7:12 pm
Given that, OCIE and FINRA staff are keenly focused on issues related to senior investors and regard compliance with laws, rules, and regulations applicable to senior investors to be a high regulatory priority. [read post]
