Search for: "Capital Bank" Results 7821 - 7840 of 15,531
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
23 Jul 2013, 8:03 am by Mark Astarita
Last week he threw his support behind a new bipartisan bill that would reinstate the Glass-Steagall law that once barred commercial banks from trading and other capital markets activities. [read post]
20 Jul 2013, 8:34 pm by James Hamilton
Capital Requirements Regulation, which among other things transposes Basel III into European law, is expected to be applied from 1 January 2014. [read post]
20 Jul 2013, 4:54 am by Frank Pasquale
Along the banks of this river are located industries of all types. [read post]
17 Jul 2013, 11:12 pm by James Hamilton
The FSOC study is due within 90 days of enactment to the Chairman and Ranking Members of the Committees on Agriculture and Financial Services of the House of Representatives, as well as the Chairman and Ranking Members of the Senate Committees on Agriculture and Banking. [read post]
17 Jul 2013, 6:44 am by Jonathan Tycko
Attorney Rod Rosenstein filed an indictment of conspiracy to commit bank fraud against Joon Park. [read post]
16 Jul 2013, 5:05 pm by Alexander J. Davie
Nonetheless, the central issue remains: this rule will increase costs for startups raising capital. [read post]
On July 2, 2013, the Board of Governors of the Federal Reserve System (the “FRB”) unanimously approved final rules (the “Final Rules”) establishing a new comprehensive capital framework for U.S. banking organizations [1] that would implement the Basel III capital framework [2] as well as certain provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank”). [read post]
16 Jul 2013, 3:56 am by Broc Romanek
According to the article, "only 14% of bankers polled said they felt the JOBS Act was boosting the number of initial public offerings, according to a survey of 101 capital markets executives at large investment banks released by BDO USA LLP this week. [read post]
15 Jul 2013, 5:16 pm by Alexander J. Davie
In the same meeting, the SEC issued a final rule implementing the proposed “bad actor” rule pursuant to the Dodd-Frank Act, about which I have previously expressed some concerns (as well as the Angel Capital Association). [read post]
15 Jul 2013, 5:28 am by David Lynn
Senate Banking Committee to Consider SEC Nominations Tomorrow, the Senate Committee on Banking, Housing and Urban Affairs will take up the nominations of Kara Stein and Michael Piwowar to the Commission in an executive session. [read post]
15 Jul 2013, 3:55 am by Peter Mahler
It is well established that a pledge is a “bailment of personal property as security for some debt or engagement” (Bank of Rochester v Jones, 4 NY 497, 507 [1851]). [read post]
13 Jul 2013, 10:51 pm by James Hamilton
” This allows the largest financial institutions to borrow at a lower rate than regional banks, community banks, and credit unions. [read post]
12 Jul 2013, 6:00 pm
Final orders from the Commodity Futures Trading Commission, federal banking agencies, the National Credit Union Administration, or state regulators of securities, insurance, banking, savings associations, or credit unions that: bar the issuer from associating with a regulated entity, engaging in the business of securities, insurance or banking, or engaging in savings association or credit union activities, or are based on fraudulent, manipulative, or deceptive… [read post]
12 Jul 2013, 12:21 am by Kevin LaCroix
The complaint alleges that at the same time the defendants were approving these risky strategies, they were “weakening the Bank’s capital position by approving large quarterly dividend payments to the Bank’s parent company,” of which several defendants were shareholders. [read post]
11 Jul 2013, 11:00 pm by Christina Reichert
Office of the Comptroller of the Currency (OCC) proposed a rule on leverage ratios for significant banking organizations.The U.S. [read post]
11 Jul 2013, 10:31 am by Allison Tussey
ROSE and his staff transmitted the false HUD-1 settlement statements via mail and interstate wires to banks and mortgage lenders who relied upon them in funding the transactions. [read post]
10 Jul 2013, 9:01 pm by Marci A. Hamilton
 The leap from these examples to a holding that would make Bank of America a religious “person” if its corporate charter mentions Jesus is far outside the “context” of RFRA’s enactment, and shows how wrong the Tenth Circuit’s wooden reasoning is. [read post]
10 Jul 2013, 8:47 pm by Megan Muir
 Rule 506 of Regulation D of the Securities Act of 1933 is the exemption relied upon by many private companies raising capital. [read post]
10 Jul 2013, 2:47 pm by Megan Muir
 Rule 506 of Regulation D of the Securities Act of 1933 is the exemption relied upon by many private companies raising capital. [read post]