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12 Apr 2016, 8:27 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
4 Aug 2021, 2:00 am
Notably, the majority of HIPAA cases involve a failure to have security guidelines and regular security assessments in place. [read post]
21 Jan 2017, 10:23 am
The majority of these claims may be brought in securities arbitration before FINRA. [read post]
20 Feb 2019, 6:04 am
There are many investments that are not appropriate for the majority of investors or for certain investors given their risk tolerance, age, and other factors. [read post]
6 Jul 2022, 6:21 am
With the passage of the Securities Act of 1933 and the Securities Exchange Act of 1934, Congress attempted to make public companies more transparent about their financial transactions. [read post]
25 Oct 2013, 6:34 am
White softens stance on minor securities violations by Mark Schoeff Jr. in Investment News Securities and Exchange Commission Chairman Mary Jo White told compliance officers Tuesday that the agency will work with them to address regulatory lapses before resorting to enforcement. [read post]
11 Feb 2007, 4:00 am
It is grounded in a belief that the majority of criminal offenders are not enemies to be conquered and destroyed. [read post]
22 Jul 2019, 12:51 pm
This will be a major shift away from the SSA’s prior time-consuming approach that required handwritten consent from consumers for financial institutions to confirm the consumers’ identities using SSA records. [read post]
1 Jan 2010, 6:06 am
This past week, Senate Majority Leader Harry Reid said he would seek to force a vote on the Southers nomination when the Senate comes back from the holiday recess. [read post]
24 Aug 2016, 6:00 am
However, there is still much unbeknownst to the majority of us. [read post]
5 Apr 2010, 6:47 am
Lawyers with experience working for the Securities and Exchange Commission often switch to the private sector, where they often end up representing clients in battles against the nation’s securities regulator. [read post]
17 Jun 2009, 8:30 am
This bill will help shift our country to cleaner sources of energy, and more secure sources as well. [read post]
6 Jul 2022, 7:11 am
What is the “major questions” doctrine? [read post]
21 Jun 2018, 7:52 pm
” This broad authority would allow the Secretary of Homeland Security to target Muslim-majority nations for social media collection. [read post]
16 Feb 2016, 7:45 am
[…] RUBIO: I think there are three major threats that you want to immediately get on top of. [read post]
25 Nov 2012, 11:35 pm
Further, there are major disagreements over the structure and applicability of an investor-to-state dispute settlement mechanism.3. [read post]
9 May 2014, 8:53 am
Justice Breyer, writing the majority opinion, found that the stolen property was not returned to the victim until the victim received money from the sale of the collateral. [read post]
1 Aug 2021, 1:01 am
” Since that time, the DIA has undergone a large number of major organizational changes. [read post]
17 Jul 2023, 9:04 am
On 17 July 2023, the European Securities and Markets Authority (ESMA) published a report on Suspicious Transactions and Order Reports (STORs). [read post]
15 Feb 2011, 8:31 am
The main culprits are, for the states, Medicaid, followed closely by overly generous public employee pensions; and, for the feds, Social Security and Medicare. [read post]
